RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• A•••••• P•••••••••
- D•••••••• • C•••••• L•• BD affiliated currentsince Feb 8, 2005 · Virginia Beach, Va
- F•••••• B•••• W••••• L•• unclassifiedJul 9, 2002 to Feb 7, 2005 · Virginia Beach, Va
- S•••• • S••••••••• L•• formerApr 6, 1992 to Jul 22, 2002 · Virginia Beach, Va
- F•••••• B•••• W••••• L•• to D•••••••• • C•••••• L••left Feb 7, 2005, registered Feb 8, 2005 (1 days) · Other
- S•••• • S••••••••• L•• to F•••••• B•••• W••••• L••left Jul 22, 2002, registered Jul 9, 2002 (-13 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address