DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John Stewart Freeman
Feed of 09/14/2026
At current firm
7 y
since Nov 1, 2018
In the industry
41 y
since May 8, 1985 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Institutions, Inc. BD affiliated currentsince Nov 1, 2018 · Overland Park, Ks
- Raymond James Financial Services Advisors, Inc BD affiliatedJan 2, 2009 to Sep 14, 2018 · Overland Park, Ks
- Keating Financial Advisory Services independent RIAOct 18, 2007 to Nov 1, 2018 · Overland Park, Ks
- Raymond James Financial Services, Inc. unclassifiedMay 20, 2005 to Jan 2, 2009 · Overland Park, Ks
- LPL Financial LLC BD affiliatedJul 9, 2002 to May 17, 2005 · Paola, Ks
Moves
a registration end followed by a registration begin elsewhere
- Keating Financial Advisory Services to Raymond James Financial Services Advisors, Incleft Nov 1, 2018, registered Jan 2, 2009 (-3590 days) · Other
- Raymond James Financial Services Advisors, Inc to Osaic Institutions, Inc.left Sep 14, 2018, registered Nov 1, 2018 (48 days) · Affiliated broker-dealer or bank to another
- Raymond James Financial Services, Inc. to Keating Financial Advisory Servicesleft Jan 2, 2009, registered Oct 18, 2007 (-442 days) · Other
- LPL Financial LLC to Raymond James Financial Services, Inc.left May 17, 2005, registered May 20, 2005 (3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address