DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

I••••••••• A•••••• S••••••••• L••

FORMER SEC A••••••Seattle, WashingtonCRD 289191SEC 801-123597IAPD
Latest filing Mar 24, 2023
First filing on the tape Mar 2, 2022 · 13 filings
RAUM
$137M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$137M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$22.9M
derived; firm RAUM over IAPD count
Employees
10
5 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$137M as of Mar 24, 2023
Mar 2, 2022$102M then
HNW client RAUM: $92.6M
State-registered IARs (5.B.3)6 as of Mar 24, 2023
Mar 2, 20226 then
Employees (5.A)10 as of Mar 24, 2023
Mar 2, 202210 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 24, 2023; every figure names its basis
RAUM per advisor
$22.9MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
35derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.7MderivedHNW RAUM over HNW clients
Average account
$292,525derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.7derivedItem 5.A over advisors
Advisors per office
2.0derived3 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, educational seminarsreportedItem 5.G
Custody
$29.4M, 18 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$92.6M68%
  • Individuals$44.6M32%
Individual clients
173reported
HNW clients
34reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
469reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$29.4M for 18 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
6 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
E••••• K••• R••••Seattle, WaSep 22, 202032 y1
N••••• D•••••• D•••••Seattle, Wa Mar 29, 202113 y0
M•••••• J•••• P••••••Seattle, Wa Aug 13, 202131 y2
D•• F• M•••••Spokane Valley, Wa Feb 2, 202630 y6
C•••• P•••••• M•••••Certified Financial PlannerColorado Springs, Co Jun 26, 202630 y9
D•••• E••• A••••••••Chartered Financial AnalystRedmond, Wa Jun 30, 202621 y5
Advisor movement
0 left, 3 joined in 12 months
net +3 in 12 months0 left in 90 days2 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • R••••• E•••••• K••• · Owner And Chief Compliance Officercontrol
      since 05/2017 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Seattle, Wa · principal630
    Offices
    Schedule D 1.F, the 25 largest
    • , 1 employees
    • Seattle, WA
    What changed
    consecutive filings, newest first
    • Accounts · 592 to 469
      Jan 18, 2023 to Mar 24, 2023
    • HNW clients · 0 to 34
      Jan 18, 2023 to Mar 24, 2023
    • Individual clients · 592 to 173
      Jan 18, 2023 to Mar 24, 2023
    • Assets in custody · unset to 29405029.0
      Jan 18, 2023 to Mar 24, 2023
    • Custody of client assets · false to true
      Jan 18, 2023 to Mar 24, 2023
    • Other offices · 3 to 2
      Jan 18, 2023 to Mar 24, 2023
    • Discretionary RAUM · $149M to $137M
      Jan 18, 2023 to Mar 24, 2023
    • HNW RAUM · unset to 92643731.0
      Jan 18, 2023 to Mar 24, 2023
    • Individual RAUM · $149M to $44.6M
      Jan 18, 2023 to Mar 24, 2023
    • RAUM · $149M to $137M
      Jan 18, 2023 to Mar 24, 2023
    • Accounts · 233 to 592
      Dec 13, 2022 to Jan 13, 2023
    • Individual clients · 233 to 592
      Dec 13, 2022 to Jan 13, 2023
    • Discretionary RAUM · $102M to $149M
      Dec 13, 2022 to Jan 13, 2023
    • Individual RAUM · $102M to $149M
      Dec 13, 2022 to Jan 13, 2023
    • RAUM · $102M to $149M
      Dec 13, 2022 to Jan 13, 2023
    • Other offices · 2 to 3
      May 23, 2022 to Aug 10, 2022
    Signals
    5 dated events
    • S•••• M••••• S••••••• left I••••••••• A•••••• S••••••••• L•• for D••••• L•• (registered 2023-01-30)
      Mar 30, 2023 · Advisor changed firm · fact
    • J••••• J•••• L••• left I••••••••• A•••••• S••••••••• L•• for D••••• L•• (registered 2023-02-07)
      Mar 30, 2023 · Advisor changed firm · fact
    • B•••• S••• C•••••• left I••••••••• A•••••• S••••••••• L•• for D••••• L•• (registered 2023-01-27)
      Mar 30, 2023 · Advisor changed firm · fact
    • Mauree Joanne Salisbury (Owner) no longer on Schedule A of I••••••••• A•••••• S••••••••• L•• (listed 2022-12-13, absent 2023-01-13)
      Jan 13, 2023 · Control person left · inference
    • I••••••••• A•••••• S••••••••• L•• filed its initial SEC registration (Form ADV)
      Mar 2, 2022 · ria f•••• adv filing · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Firm profile
    linkedin.com/company/colmina-llcreportedpublic record, Form ADV, Sep 18, 2026
    Website
    colmina.comreportedpublic record, Form ADV, Sep 18, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    FORMER SEC A••••••deriveda rule over Items 5.D and 7.A
    RAUM per advisor
    $22.9Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026