DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•• M•••••• G•••••••

A••••••••• F•••••••• S•••••••• L••national BDSioux Falls, Sddual registrantIAPD 1364672

Feed of 09/14/2026

At current firm

1 y

since May 30, 2025

In the industry

41 y

since May 22, 1985 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••••• F•••••••• S•••••••• L•• national BD current
since May 30, 2025 · Sioux Falls, Sd
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Aug 12, 2024 to Jun 3, 2025 · Sioux Falls, Sd
L•• F•••••••• L•• BD affiliated
Apr 4, 2018 to Aug 22, 2024 · Sioux Falls, Sd
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Nov 2, 2015 to May 17, 2016 · Sioux Falls, Sd
B••••••• I••••••••• S•••••••• I••• ••••• former
May 22, 2006 to Feb 20, 2007 · Fargo, Nd
C••••• I••••••••• S••••••• L•• former
Nov 29, 2004 to May 17, 2006 · Fargo, Nd
C••••• I••••••••• S••••••• L•• former
May 14, 2003 to Oct 25, 2004 · Huron, Sd

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to A••••••••• F•••••••• S•••••••• L••
left Jun 3, 2025, registered May 30, 2025 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team
L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Aug 22, 2024, registered Aug 12, 2024 (-10 days) · Affiliated broker-dealer or bank to another · moved with a team
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••
left May 17, 2016, registered Apr 4, 2018 (687 days) · Other
B••••••• I••••••••• S•••••••• I••• ••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Feb 20, 2007, registered Nov 2, 2015 (3177 days) · Other
C••••• I••••••••• S••••••• L•• to B••••••• I••••••••• S•••••••• I••• •••••
left May 17, 2006, registered May 22, 2006 (5 days) · Other

Signals

J•• M•••••• G••••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for A••••••••• F•••••••• S•••••••• L•• (registered 2025-05-30)
Jun 3, 2025 · Advisor changed firm · fact
J•• M•••••• G••••••• left L•• F•••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2024-08-12)
Aug 22, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 41derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address