C•••••• A••• C••••••

• L•• F•••••••• L•• BD affiliated current
  since Mar 29, 2023 · Sewickley, Pa
• L•• E••••••••• L•• BD affiliated
  May 24, 2016 to Apr 7, 2023 · Fort Mill, Sc
• M••••• S•••••• wirehouse
  Jul 30, 2013 to May 18, 2016 · Upper St. Clair, Pa

• L•• E••••••••• L•• to L•• F•••••••• L••
  left Apr 7, 2023, registered Mar 29, 2023 (-9 days) · Other · moved with a team
• M••••• S•••••• to L•• E••••••••• L••
  left May 18, 2016, registered May 24, 2016 (6 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)

• ••• Locked
  Apr 7, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

41derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address