RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• H•••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jan 2, 2026 · Bridgewater, Nj
- A••••• P•••••• W•••••• I••• independent RIAJan 3, 2019 to Feb 4, 2025 · Bridgewater, Nj
- I•••••• P•••••• A•••••••• L•• formerApr 15, 2014 to Dec 31, 2018 · Somerville, Nj
- P•••••• C•••••• F•••••• unclassifiedSep 27, 2012 to Nov 13, 2013 · Flemington, Nj
- L•• F•••••••• L•• BD affiliatedMar 14, 2011 to Oct 28, 2015 · Bridgewater, Nj
- N••••••••• M••••• I••••••••• S••••••••• no RAUMDec 7, 2004 to Mar 14, 2011 · Summit, Nj
- N••••••••• M••••• W••••• M••••••••• C•••••• unclassifiedDec 11, 2003 to Apr 30, 2007 · Milwaukee, Wi
- A••••• P•••••• W•••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Feb 4, 2025, registered Jan 2, 2026 (332 days) · RIA to affiliated broker-dealer or bank
- I•••••• P•••••• A•••••••• L•• to A••••• P•••••• W•••••• I•••left Dec 31, 2018, registered Jan 3, 2019 (3 days) · RIA to RIA · moved with a team
- L•• F•••••••• L•• to P•••••• C•••••• F••••••left Oct 28, 2015, registered Sep 27, 2012 (-1126 days) · Other · moved with a team
- P•••••• C•••••• F•••••• to I•••••• P•••••• A•••••••• L••left Nov 13, 2013, registered Apr 15, 2014 (153 days) · Other
- N••••••••• M••••• I••••••••• S••••••••• to L•• F•••••••• L••left Mar 14, 2011, registered Mar 14, 2011 (0 days) · Other
- N••••••••• M••••• W••••• M••••••••• C•••••• to N••••••••• M••••• I••••••••• S•••••••••left Apr 30, 2007, registered Dec 7, 2004 (-874 days) · corporate re-registration, not a move
- J•••• H••• left A••••• P•••••• W•••••• I••• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2026-01-02)Feb 4, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address