DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Insight Private Advisors, LLC

Former SEC-registered adviserBridgewater, New JerseyCRD 169017SEC 801-78883IAPD
Latest filing Feb 10, 2020
First filing on the tape Nov 25, 2013 · 32 filings
RAUM
$278M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
100%
$278M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$278M as of Feb 10, 2020
Feb 6, 2015$230M then
HNW client RAUM$148M as of Feb 10, 2020
Mar 17, 2018$166M then
State-registered IARs (5.B.3)3 as of Feb 10, 2020
Feb 6, 201526 then
Employees (5.A)10 as of Feb 10, 2020
Feb 6, 201540 then
Private funds: no history
RAUM +8.7% over the last fiscal year-3.6% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Feb 10, 2020; every figure names its basis
RAUM per advisor
$92.6MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
181derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.7MderivedHNW RAUM over HNW clients
Average account
$320,878derivedRAUM over accounts (5.F.2.f)
Discretionary
99%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.3derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+8.7%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
-0.7%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Wrap fee program
$275MreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$148M53%
  • Individuals$130M47%
Individual clients
454reported
HNW clients
89reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
866reported
Financial planning clients
11-25reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • John Robert Bacino · Membercontrol
    since 10/2013 · owns 75% or more
  • Frederick James Grehl · Chief Executive Officer/Chief Compliance Officercontrol
    since 10/2013 · owns less than 5%
  • Carmela Linda Rofrano · Chief Operating Officer
    since 11/2016 · owns less than 5%
  • Neil David Weinblatt · Chief Financial Officer
    since 07/2014 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 1,110 to 866
    Jun 17, 2019 to Feb 10, 2020
  • Advisory employees · 2 to 3
    Jun 17, 2019 to Feb 10, 2020
  • Charity clients · 11.0 to unset
    Jun 17, 2019 to Feb 10, 2020
  • HNW clients · 80 to 89
    Jun 17, 2019 to Feb 10, 2020
  • Individual clients · 467 to 454
    Jun 17, 2019 to Feb 10, 2020
  • Discretionary RAUM · $251M to $274M
    Jun 17, 2019 to Feb 10, 2020
  • HNW RAUM · $144M to $148M
    Jun 17, 2019 to Feb 10, 2020
  • Individual RAUM · $111M to $130M
    Jun 17, 2019 to Feb 10, 2020
  • Non-discretionary RAUM · $4.7M to $3.6M
    Jun 17, 2019 to Feb 10, 2020
  • RAUM · $256M to $278M
    Jun 17, 2019 to Feb 10, 2020
  • Wrap assets (manager) · $243M to $0
    Jun 17, 2019 to Feb 10, 2020
  • Accounts · 980 to 1,110
    Dec 27, 2018 to Mar 22, 2019
  • Advisory employees · 16 to 2
    Dec 27, 2018 to Mar 22, 2019
  • BD registered reps · 18 to 2
    Dec 27, 2018 to Mar 22, 2019
  • Charity clients · 2 to 11
    Dec 27, 2018 to Mar 22, 2019
  • Corporate clients · 6.0 to unset
    Dec 27, 2018 to Mar 22, 2019
  • HNW clients · 93 to 80
    Dec 27, 2018 to Mar 22, 2019
  • Individual clients · 879 to 467
    Dec 27, 2018 to Mar 22, 2019
  • Employees · 35 to 10
    Dec 27, 2018 to Mar 22, 2019
  • Financial planning clients · 51-100 to 11-25
    Dec 27, 2018 to Mar 22, 2019
  • State-registered IARs · 20 to 3
    Dec 27, 2018 to Mar 22, 2019
  • Other offices · 7 to 0
    Dec 27, 2018 to Mar 22, 2019
  • Discretionary RAUM · $367M to $251M
    Dec 27, 2018 to Mar 22, 2019
  • HNW RAUM · $166M to $144M
    Dec 27, 2018 to Mar 22, 2019
  • Individual RAUM · $204M to $111M
    Dec 27, 2018 to Mar 22, 2019
  • Non-discretionary RAUM · $4.3M to $4.7M
    Dec 27, 2018 to Mar 22, 2019
  • RAUM · $371M to $256M
    Dec 27, 2018 to Mar 22, 2019
  • Wrap assets (manager) · $0 to $243M
    Dec 27, 2018 to Mar 22, 2019
  • Accounts · 1,912 to 980
    Sep 11, 2017 to Mar 17, 2018
  • BD registered reps · 17 to 18
    Sep 11, 2017 to Mar 17, 2018
  • Charity clients · unset to 2.0
    Sep 11, 2017 to Mar 17, 2018
  • Corporate clients · unset to 6.0
    Sep 11, 2017 to Mar 17, 2018
  • HNW clients · unset to 93.0
    Sep 11, 2017 to Mar 17, 2018
  • Individual clients · unset to 879.0
    Sep 11, 2017 to Mar 17, 2018
  • Employees · 32 to 35
    Sep 11, 2017 to Mar 17, 2018
  • Financial planning clients · 11-25 to 51-100
    Sep 11, 2017 to Mar 17, 2018
  • Other offices · unset to 7.0
    Sep 11, 2017 to Mar 17, 2018
  • Discretionary RAUM · $307M to $367M
    Sep 11, 2017 to Mar 17, 2018
  • HNW RAUM · unset to 166490970.0
    Sep 11, 2017 to Mar 17, 2018
  • Individual RAUM · unset to 203916075.0
    Sep 11, 2017 to Mar 17, 2018
Signals
5 dated events
  • Insight Private Advisors, Llc reported 0 offices beyond its principal office, down from 7 (2018-12-27 to 2019-03-22)
    Mar 22, 2019 · Office count change · derived
  • Insight Private Advisors, Llc reported 3 state-registered advisory representatives, down from 20 (2018-12-27 to 2019-03-22)
    Mar 22, 2019 · Advisor headcount change · derived
  • Insight Private Advisors, Llc reported RAUM $255.6M, down 31% from $370.8M (2018-12-27 to 2019-03-22)
    Mar 22, 2019 · RAUM change · derived
  • Ann Patricia Hasegawa (Chief Compliance Officer) no longer on Schedule A of Insight Private Advisors, Llc (listed 2018-12-27, absent 2019-03-22)
    Mar 22, 2019 · Control person left · inference
  • Insight Private Advisors, Llc filed its initial SEC registration (Form ADV)
    Nov 25, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026