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Registered advisor

G•••••• C•••• K••••

L•• F•••••••• L••BD affiliatedToledo, Oh dual registrantIAPD 1375746

Feed of 09/14/2026

Also filed as Greg K••••

At current firm

1 y

since Mar 6, 2025

In the industry

40 y

since Apr 30, 1986 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Mar 6, 2025 · Ottawa Hills, Oh
C••••• I••••••••• A••••••• L•• BD affiliated
Mar 21, 2024 to Mar 11, 2025 · Toledo, Oh
C••••• A••••••• L•• former
Jan 1, 2004 to Mar 21, 2024 · Greenwood Village, Co
V••••• S••••••••• C••••••••• unclassified
Dec 7, 1999 to Jan 1, 2004 · Toledo, Oh

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••
left Mar 11, 2025, registered Mar 6, 2025 (-5 days) · Affiliated broker-dealer or bank to another
C••••• A••••••• L•• to C••••• I••••••••• A••••••• L••
left Mar 21, 2024, registered Mar 21, 2024 (0 days) · corporate re-registration, not a move
V••••• S••••••••• C••••••••• to C••••• A••••••• L••
left Jan 1, 2004, registered Jan 1, 2004 (0 days) · Other

Signals

G•••••• C•••• K•••• left C••••• I••••••••• A••••••• L•• for L•• F•••••••• L•• (registered 2025-03-06)
Mar 11, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 40derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address