DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Familywealth
Wealth manager with institutional or fund businessLake Mary, FloridaCRD 289193SEC 801-111050websiteIAPD
Legal name Familywealth Advisers LLC
Latest filing Mar 31, 2026
First filing on the tape Jul 26, 2017 · 44 filings
SEC status approved since Aug 28, 2017
RAUM
$395M
reported, Item 5.F
Discretionary
32%
of RAUM
Private clients
37%
$148M individuals and HNW
Advisors
15
registered through the firm on IAPD
RAUM per advisor
$26.3M
derived; firm RAUM over IAPD count
Employees
13
12 advisory (5.B.1)
Offices
7
beyond the principal office
Private funds
0
reported on Schedule D
History
44 filings and snapshots on the tape
RAUM$395M as of Mar 31, 2026
Mar 30, 2018$124M then
HNW client RAUM$87.9M as of Mar 31, 2026
Mar 31, 2020$15.5M then
State-registered IARs (5.B.3)13 as of Mar 31, 2026
Mar 30, 20180 then
Employees (5.A)13 as of Mar 31, 2026
Mar 30, 20182 then
Private funds: no history
RAUM +14% over the last fiscal year+14% a year over threeIARs 13 to 13offices 8 to 7
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $26.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 25derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.4MderivedHNW RAUM over HNW clients
- Average account
- $574,447derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 32%derivedof RAUM
- Institutional
- 63%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.9derivedItem 5.A over advisors
- Advisors per office
- 1.9derived8 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +12%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, educational seminars, otherreportedItem 5.G
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$247M63%
- High-net-worth individuals$87.9M22%
- Individuals$59.8M15%
- Corporations and businesses$1000.0%
- Individual clients
- 356reported
- HNW clients
- 26reported
- Pension plan clients
- 24reported
- Charitable clients
- n/areported
- Accounts
- 687reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.37 fund_share=0.0 institutional_share=0.63 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
12 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Mark Todd Jordan | Panama City Beach, Fl | Dec 6, 2017 | 41 y | 4 |
| Steven Joseph Slomberg | Lake Mary, Fl | Jan 9, 2018 | 10 y | 1 |
| Amanda Mariea Morris | Dallas, Tx | Jul 16, 2019 | 20 y | 4 |
| Nafees Alam | Pensacola, Fl | Dec 22, 2020 | 13 y | 2 |
| Jeremy Todd Patton | Frisco, Tx | Mar 9, 2022 | 21 y | 0 |
| Geoffrey Dean Voorhees | Lake Mary, Fl | Feb 3, 2023 | 21 y | 1 |
| Zachary Norman Griswold | Western Grove, Ar | Sep 30, 2024 | 11 y | 3 |
| Dominick Carle Sparcella | Lafayette, La | Mar 3, 2025 | 12 y | 0 |
| Lisa Maria Martinez | Denver, Co | Aug 11, 2025 | 22 y | 0 |
| Kimberly Ann Allred | Palo Alto, Ca | Oct 6, 2025 | 25 y | 2 |
| Lee Anthony Schwartz | White Bear Lake, Mn | Jan 13, 2026 | 10 y | 1 |
| David Lee Keller | Crockett, Tx | Aug 11, 2026 | 30 y | 1 |
Advisor movement
0 left, 3 joined in 12 months
net +3 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount4 left over 36 months
Left, latest
- Matthew Thomas Marsh to Eagle Financial Advisors, LLCSep 8, 2025 · RIA to RIA
- Ricardo Fabian Gonzales to Gradient Advisors, LLCJul 24, 2024 · RIA to RIA
- Brandon Beck to Ae Wealth Management, LLCFeb 16, 2024 · RIA to affiliated broker-dealer or bank
- Christopher Dale Metscher to Sunbelt SecuritiesNov 22, 2023 · RIA to RIA
- William Conway Frye to LPL Financial LLCJan 11, 2022 · RIA to affiliated broker-dealer or bank
- Trevor Bell to Merrill Lynch, Pierce, Fenner & Smith IncorporatedFeb 5, 2020 · RIA to wirehouse
- Shawn Michael Mercer to Ae Wealth Management, LLCOct 1, 2018 · RIA to RIA
Joined, latest
- David Lee Keller from D.H. Hill Advisors, Inc.Aug 11, 2026 · RIA to RIA
- Lee Anthony Schwartz from Transce3nd LLCJan 13, 2026 · RIA to RIA
- Kimberly Ann Allred from El Capitan AdvisorsOct 6, 2025 · Other
- Matthew Thomas Marsh from Edward JonesMay 29, 2025 · Affiliated broker-dealer or bank to independent RIA
- Zachary Norman Griswold from Redwood Private WealthSep 30, 2024 · RIA to RIA
- Geoffrey Dean Voorhees from Mutual Of Omaha Investor Services, Inc.Feb 3, 2023 · RIA to RIA
- Brandon Beck from Blackston Financial Advisory Group, LLCSep 26, 2022 · RIA to RIA
- Nafees Alam from Wells Fargo AdvisorsDec 22, 2020 · Wirehouse to independent RIA
- Amanda Mariea Morris from Summit Wealth StrategiesJul 16, 2019 · RIA to RIA
- Mark Todd Jordan from Jolliffe Capital, Inc.Dec 6, 2017 · RIA to a newly registered adviser
- Wilbert Ernest Oakley from Jolliffe Capital, Inc.Sep 27, 2017 · RIA to a newly registered adviser
- Christopher Dale Metscher from Jolliffe Capital, Inc.Sep 27, 2017 · RIA to a newly registered adviser
- Shawn Michael Mercer from Jolliffe Capital, Inc.Sep 27, 2017 · RIA to a newly registered adviser
- William Conway Frye from Intervest International, Inc.Sep 27, 2017 · Other
- Patrick Stephenson Jolliffe from Jolliffe Capital, Inc.Sep 26, 2017 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Jolliffe Capital, Inc.Jun 30, 2018 · Denver, Co
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Ernest Wilbert Oakley · Managing Partner And Ccocontrolsince 03/2020 · owns less than 5%
- Alicia Martin · General Partnercontrolsince 01/2021 · owns F of Familywealth Inc.
Entity owners
- Familywealth Inc. · Corporationdirect · owns 75% or more
Related persons
Schedule D 7.A
- Familywealth Agency, LLCreal estaten
- Familywealth Asset Managementinvestment advisernRAUM $177M
Advisers that list Familywealth as a related person
- 147869 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Lake Mary, Fl · principal | 4 | 0 | 0 | ||
| Pensacola, Fl | 2 | 0 | 0 | ||
| Dalworthington Gardens, Tx | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Dallas, TX2 employees
- Pensacola, FL2 employees
- Frisco, TX1 employees
- North Attleboro, MA1 employees
- Orlando, FL1 employees
- Warwick, RI1 employees
- Arlington, TX1 employees
- , 1 employees
- Denver, CO1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Mar 31, 2026institutional share of RAUM of 63% against a peer median of 0% (5676 comparable advisers, 99.0th percentile, 21.0 robust deviations)peers: independent wealth managers, $100M to $500M (5,676) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 619 to 687Nov 5, 2025 to Mar 31, 2026
- Advisory employees · 13 to 12Nov 5, 2025 to Mar 31, 2026
- HNW clients · 13 to 26Nov 5, 2025 to Mar 31, 2026
- Individual clients · 329 to 356Nov 5, 2025 to Mar 31, 2026
- Other offices · 8 to 7Nov 5, 2025 to Mar 31, 2026
- Discretionary RAUM · $118M to $128MNov 5, 2025 to Mar 31, 2026
- HNW RAUM · $57.8M to $87.9MNov 5, 2025 to Mar 31, 2026
- Individual RAUM · $69.2M to $59.8MNov 5, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $229M to $267MNov 5, 2025 to Mar 31, 2026
- Pension RAUM · $219M to $247MNov 5, 2025 to Mar 31, 2026
- RAUM · $346M to $395MNov 5, 2025 to Mar 31, 2026
- Accounts · 584 to 619Oct 2, 2024 to Apr 1, 2025
- Advisory employees · 12 to 13Oct 2, 2024 to Apr 1, 2025
- Advisory activities · 5 to 6Oct 2, 2024 to Apr 1, 2025
- Individual clients · 312 to 329Oct 2, 2024 to Apr 1, 2025
- Pension plan clients · 28 to 24Oct 2, 2024 to Apr 1, 2025
- Employees · 12 to 13Oct 2, 2024 to Apr 1, 2025
- Financial planning clients · 51-100 to 51-100Oct 2, 2024 to Apr 1, 2025
- State-registered IARs · 12 to 13Oct 2, 2024 to Apr 1, 2025
- Other offices · 9 to 8Oct 2, 2024 to Apr 1, 2025
- Discretionary RAUM · $108M to $118MOct 2, 2024 to Apr 1, 2025
- HNW RAUM · $52.2M to $57.8MOct 2, 2024 to Apr 1, 2025
- Individual RAUM · $65.3M to $69.2MOct 2, 2024 to Apr 1, 2025
- Non-discretionary RAUM · $208M to $229MOct 2, 2024 to Apr 1, 2025
- Pension RAUM · $199M to $219MOct 2, 2024 to Apr 1, 2025
- RAUM · $316M to $346MOct 2, 2024 to Apr 1, 2025
- Other offices · 8 to 9Mar 28, 2024 to Sep 30, 2024
- Accounts · 606 to 584Jan 31, 2024 to Mar 28, 2024
- Advisory employees · 14 to 12Jan 31, 2024 to Mar 28, 2024
- BD registered reps · 2 to 0Jan 31, 2024 to Mar 28, 2024
- Corporate clients · 3 to 1Jan 31, 2024 to Mar 28, 2024
- HNW clients · 20 to 13Jan 31, 2024 to Mar 28, 2024
- Individual clients · 322 to 312Jan 31, 2024 to Mar 28, 2024
- Pension plan clients · 30 to 28Jan 31, 2024 to Mar 28, 2024
- Employees · 14 to 12Jan 31, 2024 to Mar 28, 2024
- Insurance-licensed employees · 2 to 0Jan 31, 2024 to Mar 28, 2024
- State-registered IARs · 14 to 12Jan 31, 2024 to Mar 28, 2024
- Other offices · 9 to 8Jan 31, 2024 to Mar 28, 2024
- Discretionary RAUM · $112M to $108MJan 31, 2024 to Mar 28, 2024
- HNW RAUM · $67.4M to $52.2MJan 31, 2024 to Mar 28, 2024
Signals
14 dated events
- Matthew Thomas Marsh left Familywealth for Eagle Financial Advisors, Llc (registered 2025-09-18)Sep 8, 2025 · Advisor changed firm · fact
- Ricardo Fabian Gonzales left Familywealth for Gradient Advisors, Llc (registered 2024-07-27)Jul 24, 2024 · Advisor changed firm · fact
- Brandon Beck left Familywealth for Ae Wealth Management, Llc (registered 2024-01-10)Feb 16, 2024 · Advisor changed firm · fact
- Christopher Dale Metscher left Familywealth for Sunbelt Securities (registered 2019-02-21)Nov 22, 2023 · Advisor changed firm · fact
- Kirk Aaron Freedle no longer registered at Familywealth; no later IA registration on IAPDNov 22, 2023 · Advisor departure · fact
- Stephenson Patrick Jolliffe (Vice President; Branch Office Manager; Partner,) no longer on Schedule A of Familywealth (listed 2023-01-05, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- David John Alvarez (Vice President; Branch Office Manager) no longer on Schedule A of Familywealth (listed 2023-01-05, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- William Conway Frye left Familywealth for Lpl Financial Llc (registered 2026-01-05)Jan 11, 2022 · Advisor changed firm · fact
- Familywealth reported RAUM $249.0M, up 112% from $117.7M (2020-11-25 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- Keith Joseph Kessel (Chief Compliance Officer And General Counsel) no longer on Schedule A of Familywealth (listed 2020-06-18, absent 2020-06-30)Jun 30, 2020 · Control person left · inference
- Ernest Wilbert Oakley (Vice President; Branch Office Manager) appeared on Schedule A of FamilywealthMar 31, 2020 · Control person joined · fact
- David John Alvarez (Vice President; Branch Office Manager) appeared on Schedule A of FamilywealthMar 31, 2020 · Control person joined · fact
- Keith Joseph Kessel (Executive Vice President Of Compliance & General Counsel; Chief Compliance Officer) appeared on Schedule A of FamilywealthMar 1, 2019 · Control person joined · fact
- Advisersource.Com filed its initial SEC registration (Form ADV)Jul 26, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/familywealthreportedpublic record, Form ADV, Sep 17, 2026
- Website
- familywealth.usreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (866) 746-3743reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $26.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026