RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• L••• V•••••
- C••••••••• F•••••••• N•••••• national BD currentsince Feb 2, 2024 · East Lansing, Mi
- V• F•••••••• A•••••••• L•• unclassifiedFeb 1, 2018 to Dec 31, 2024 · St. Johns, Mi
- S••• I••••••••• C•••••• independent RIAJul 11, 2013 to Nov 7, 2017 · San Antonio, Tx
- V••••• L•••••• G••••• L•• unclassifiedJan 5, 2011 to Jan 30, 2014 · Okemos, Mi
- V• F•••••••• A•••••••• L•• to C••••••••• F•••••••• N••••••left Dec 31, 2024, registered Feb 2, 2024 (-333 days) · Other
- S••• I••••••••• C•••••• to V• F•••••••• A•••••••• L••left Nov 7, 2017, registered Feb 1, 2018 (86 days) · Other
- V••••• L•••••• G••••• L•• to S••• I••••••••• C••••••left Jan 30, 2014, registered Jul 11, 2013 (-203 days) · Other
- R•••••• L••• V••••• left V• F•••••••• A•••••••• L•• for C••••••••• F•••••••• N•••••• (registered 2024-02-02)Dec 31, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address