T•••• L• N••••••••

• O•••• W•••••• I••• BD affiliated current
  since Jul 9, 2012 · Kankakee, Il
• I••••••••• F•••••••• G••••• L•• BD affiliated
  Jan 3, 2011 to Mar 2, 2012 · Naperville, Il
• M•• I•••••••• S•••••••• L•• BD affiliated
  Apr 26, 2004 to Dec 31, 2010 · Kankakee, Il

• I••••••••• F•••••••• G••••• L•• to O•••• W•••••• I•••
  left Mar 2, 2012, registered Jul 9, 2012 (129 days) · Other
• M•• I•••••••• S•••••••• L•• to I••••••••• F•••••••• G••••• L••
  left Dec 31, 2010, registered Jan 3, 2011 (3 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

34derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address