RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• A••• E••••••
- S•••• I••••• S••••••••• L•• independent RIA currentsince May 6, 2016 · Fort Lauderdale, Fl
- H••••• I••••••••• M••••••••• L•• independent RIAFeb 5, 2014 to May 6, 2016 · Acworth, Ga
- O•••• F•• I••• formerNov 13, 2000 to Jul 10, 2002 · Dallas, Tx
- H••••• I••••••••• M••••••••• L•• to S•••• I••••• S••••••••• L••left May 6, 2016, registered May 6, 2016 (0 days) · Other
- O•••• F•• I••• to H••••• I••••••••• M••••••••• L••left Jul 10, 2002, registered Feb 5, 2014 (4228 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address