DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Steven Dominic Arrigan
Feed of 09/15/2026
Also filed as Steven Dominick Arrigan
At current firm
0 y
since Jan 4, 2026
In the industry
40 y
since May 23, 1986 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Geneos Wealth Management, Inc. BD affiliated currentsince Jan 4, 2026 · Denver, Co
- First Allied Securities, Inc. formerNov 13, 2003 to Jan 4, 2006 · Denver, Co
- Sturniolo Joseph S & Associates Inc formerFeb 18, 2003 to Feb 27, 2023 · Denver, Co
Moves
a registration end followed by a registration begin elsewhere
- Sturniolo Joseph S & Associates Inc to First Allied Securities, Inc.left Feb 27, 2023, registered Nov 13, 2003 (-7046 days) · Other · moved with a team
- First Allied Securities, Inc. to Geneos Wealth Management, Inc.left Jan 4, 2006, registered Jan 4, 2026 (7305 days) · Other
Signals
- Steven Dominic Arrigan left Sturniolo Joseph S & Associates Inc for First Allied Securities, Inc. (registered 2003-11-13)Feb 27, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address