DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/15/2026
At current firm
3 y
since Dec 13, 2022
In the industry
40 y
since Dec 11, 1985 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Corient independent RIA currentsince Dec 13, 2022 · Miami, Fl
- Kore Private Wealth, LLC formerSep 17, 2018 to Mar 31, 2023 · New York, Ny
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJan 9, 2009 to Jun 7, 2018 · New York, Ny
- UBS Financial Services Inc. wirehouseJun 12, 2002 to Jan 26, 2009 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- Kore Private Wealth, LLC to Corientleft Mar 31, 2023, registered Dec 13, 2022 (-108 days) · RIA to RIA
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Kore Private Wealth, LLCleft Jun 7, 2018, registered Sep 17, 2018 (102 days) · Wirehouse to independent RIA · moved with a team
- UBS Financial Services Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Jan 26, 2009, registered Jan 9, 2009 (-17 days) · Wirehouse to wirehouse
Signals
- Eric Scott Bodner left Kore Private Wealth, Llc for Corient (registered 2022-12-13)Mar 31, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address