RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••••• A••• D••••••
- A••••••• A••••••• S•••••••• L•• BD affiliated currentsince Nov 1, 2021 · Laurel, Md
- A•••••• A••••••• S••••••• formerAug 31, 2018 to Dec 10, 2018 · Laurel, Md
- A••••••• A••••••• S••••••• formerApr 17, 2012 to Sep 10, 2018 · Bethesda, Md
- M•• S••••••••• I••• unclassifiedAug 18, 2008 to Apr 10, 2012 · Baltimore, Md
- P•• W••••• M••••••••• BD affiliatedSep 17, 2007 to Aug 11, 2008 · Reisterstown, Md
- M••••••••• B•••••••• S•••••••• I••• unclassifiedMay 12, 2005 to Sep 17, 2007 · Reisterstown, Md
- A•••••• A••••••• S••••••• to A••••••• A••••••• S•••••••• L••left Dec 10, 2018, registered Nov 1, 2021 (1057 days) · Affiliated broker-dealer or bank to another
- A••••••• A••••••• S••••••• to A•••••• A••••••• S•••••••left Sep 10, 2018, registered Aug 31, 2018 (-10 days) · Affiliated broker-dealer or bank to another
- M•• S••••••••• I••• to A••••••• A••••••• S•••••••left Apr 10, 2012, registered Apr 17, 2012 (7 days) · Other
- P•• W••••• M••••••••• to M•• S••••••••• I•••left Aug 11, 2008, registered Aug 18, 2008 (7 days) · Other
- M••••••••• B•••••••• S•••••••• I••• to P•• W••••• M•••••••••left Sep 17, 2007, registered Sep 17, 2007 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address