DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Esperanza Padilla Gomez
Feed of 09/15/2026
Also filed as Espi Padilla
At current firm
1 y
since Jan 1, 2025
In the industry
30 y
since Feb 5, 1996 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cambridge Investment Research Advisors, Inc. BD affiliated currentsince Jan 1, 2025 · Seal Beach, Ca
- Integrated Wealth Management, Inc. formerDec 2, 2013 to Jun 8, 2017 · Newport Beach, Ca
- Wells Fargo Advisors wirehouseMar 28, 2008 to Nov 8, 2013 · Seal Beach, Ca
- UBS Financial Services Inc. wirehouseDec 12, 2003 to Apr 14, 2008 · Newport Beach, Ca
- Wells Fargo Advisors wirehouseAug 6, 2002 to Dec 19, 2003 · Seal Beach, Ca
- UBS Financial Services Inc. wirehouseJul 8, 1997 to Jun 13, 2002 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- Integrated Wealth Management, Inc. to Cambridge Investment Research Advisors, Inc.left Jun 8, 2017, registered Jan 1, 2025 (2764 days) · Other
- Wells Fargo Advisors to Integrated Wealth Management, Inc.left Nov 8, 2013, registered Dec 2, 2013 (24 days) · Other
- UBS Financial Services Inc. to Wells Fargo Advisorsleft Apr 14, 2008, registered Mar 28, 2008 (-17 days) · Wirehouse to wirehouse
- Wells Fargo Advisors to UBS Financial Services Inc.left Dec 19, 2003, registered Dec 12, 2003 (-7 days) · Wirehouse to wirehouse
- UBS Financial Services Inc. to Wells Fargo Advisorsleft Jun 13, 2002, registered Aug 6, 2002 (54 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address