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Registered advisor
M•••••• J••••• V••••••
Feed of 09/14/2026
Also filed as Mike V••••••
At current firm
1 y
since Jan 21, 2025
In the industry
28 y
since Jan 1, 1998 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••••• I••••••••• A•••••••• L•• independent RIA currentsince Jan 21, 2025 · Westminster, Co
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedJun 19, 2008 to Jan 29, 2025 · Littleton, Co
- V•••••• C•••••• M••••••••• I••• unclassifiedFeb 28, 2007 to Jun 23, 2009 · Denver, Co
- R••• S••••••••• I••• unclassifiedDec 2, 2003 to Jul 9, 2008 · Denver, Co
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• I••••••••• R••••••• A•••••••• I••• to C••••••••• I••••••••• A•••••••• L••left Jan 29, 2025, registered Jan 21, 2025 (-8 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- V•••••• C•••••• M••••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jun 23, 2009, registered Jun 19, 2008 (-369 days) · Other
- R••• S••••••••• I••• to V•••••• C•••••• M••••••••• I•••left Jul 9, 2008, registered Feb 28, 2007 (-497 days) · Other
Signals
- M•••••• J••••• V•••••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for C••••••••• I••••••••• A•••••••• L•• (registered 2025-01-21)Jan 29, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address