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Feed of 09/14/2026
Also filed as Bubba Bartenstein
At current firm
13 y
since Jan 23, 2013
In the industry
39 y
since Apr 6, 1987 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Jan 23, 2013 · Ladue, Mo
- R••• B••• • C•• unclassifiedNov 29, 2005 to Oct 20, 2006 · Chicago, Il
- L••• M•••• W••• W•••••• I••••••••• unclassifiedSep 1, 1994 to Nov 2, 2005 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- R••• B••• • C•• to E••••• J••••left Oct 20, 2006, registered Jan 23, 2013 (2287 days) · Other
- L••• M•••• W••• W•••••• I••••••••• to R••• B••• • C••left Nov 2, 2005, registered Nov 29, 2005 (27 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address