RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••• J••• R••••
- I••••••••• F•••••••• P••••••• BD affiliated currentsince Oct 16, 2024 · Meridianville, Al
- M••••• K••••• • C••••••• L•• formerDec 4, 2006 to Aug 19, 2010 · Jupiter, Fl
- U•• F•••••••• S••••••• I••• wirehouseFeb 13, 2001 to Dec 11, 2006 · Palm Beach, Fl
- M••••• K••••• • C••••••• L•• to I••••••••• F•••••••• P•••••••left Aug 19, 2010, registered Oct 16, 2024 (5172 days) · Other
- U•• F•••••••• S••••••• I••• to M••••• K••••• • C••••••• L••left Dec 11, 2006, registered Dec 4, 2006 (-7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address