DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Peter James Adcroft
Feed of 09/14/2026
Also filed as Pete Adcroft
At current firm
10 y
since Apr 12, 2016
In the industry
41 y
since Aug 22, 1985 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Janney Montgomery Scott LLC BD affiliated currentsince Apr 12, 2016 · Raleigh, Nc
- UBS Financial Services Inc. wirehouseFeb 15, 2008 to Apr 1, 2016 · Raleigh, Nc
- Citigroup Global Markets Inc. BD affiliatedJul 31, 1993 to Feb 28, 2008 · Raleigh, Nc
Moves
a registration end followed by a registration begin elsewhere
- UBS Financial Services Inc. to Janney Montgomery Scott LLCleft Apr 1, 2016, registered Apr 12, 2016 (11 days) · Other
- Citigroup Global Markets Inc. to UBS Financial Services Inc.left Feb 28, 2008, registered Feb 15, 2008 (-13 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address