DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Scott Alan Rhodes
Chartered Financial Analyst
Feed of 09/15/2026
At current firm
9 y
since Aug 23, 2017
In the industry
41 y
since Aug 3, 1985 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
2
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cwm, LLC BD affiliated currentsince Jun 12, 2023 · Lake Oswego, Or
- Northwest Capital Management Inc. institutional currentsince Aug 23, 2017 · Seattle, Wa
- Harbour Investment Management L.L.C. independent RIAMar 5, 2018 to Jan 4, 2019 · Edmonds, Wa
- Northwest Capital Management Inc. institutionalAug 23, 2017 to Dec 31, 2017 · Lake Oswego, Or
- Kutscher Benner Barsness & Stevens, Inc. independent RIAJun 18, 1999 to Apr 27, 2017 · Seattle, Wa
Moves
a registration end followed by a registration begin elsewhere
- Harbour Investment Management L.L.C. to Cwm, LLCleft Jan 4, 2019, registered Jun 12, 2023 (1620 days) · RIA to affiliated broker-dealer or bank
- Kutscher Benner Barsness & Stevens, Inc. to Northwest Capital Management Inc.left Apr 27, 2017, registered Aug 23, 2017 (118 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address