DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K••••••• B••••• B••••••• • S••••••• I•••
Latest filing Jan 29, 2026
First filing on the tape Apr 2, 2012 · 30 filings
SEC status approved since Jun 16, 1995
RAUM
$628M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
98%
$613M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$105M
derived; firm RAUM over IAPD count
Employees
7
6 advisory (5.B.1)
Offices
7
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$628M as of Jan 29, 2026
Apr 2, 2012$207M then
HNW client RAUM$590M as of Jan 29, 2026
Mar 30, 2018$295M then
State-registered IARs (5.B.3)6 as of Jan 29, 2026
Apr 2, 20120 then
Employees (5.A)7 as of Jan 29, 2026
Apr 8, 20136 then
Private funds: no history
RAUM +14% over the last fiscal year+13% a year over threeIARs 6 to 6offices 6 to 7
Practice profile
derived from the filing of Jan 29, 2026; every figure names its basis
- RAUM per advisor
- $105MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 30derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.6MderivedHNW RAUM over HNW clients
- Average account
- $916,483derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 2.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 0.8derived8 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.4%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, publicationsreportedItem 5.G
- Custody
- $290M, 106 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$590M94%
- Individuals$23.1M3.7%
- Charitable organizations$14.8M2.4%
- Individual clients
- 51reported
- HNW clients
- 129reported
- Pension plan clients
- n/areported
- Charitable clients
- 5reported
- Accounts
- 685reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $290M for 106 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S•••• D•••••• B••••• | Seattle, Wa | Jul 7, 2006 | 20 y | 0 |
| C•••••• J•••• B•••••••Certified Financial Planner | Seattle, Wa | Apr 27, 2011 | 19 y | 0 |
| R••• V••••• S••••••Chartered Financial Analyst | Seattle, Wa | Dec 19, 2011 | 15 y | 0 |
| K••• D•••••• O•••••••Certified Financial Planner | Seattle, Wa | May 14, 2015 | 12 y | 1 |
| G••••• A•••••••• M••••••• G•••••Certified Financial Planner | Seattle, Wa | May 3, 2017 | 11 y | 0 |
| A••••• M•••••• J•••••Certified Financial Planner | Seattle, Wa | Jan 6, 2022 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- D••••••• L••• S•••••••• to M•••••••Jan 16, 2020 · RIA to RIA
- S•••• A••• R••••• to N•••••••• C•••••• M••••••••• I•••Apr 27, 2017 · Other
- N••••• E••• T••• to W•••• F•••• A•••••••Apr 22, 2015 · Other
Joined, latest
- K••• D•••••• O••••••• from L•• F•••••••• L••May 14, 2015 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••••• C••••••• J•••• · Principal & Chief Compliance Officercontrolsince 01/2015 · owns 25% to 50%
- B•••••• S••••• D•••••• · Principalcontrolsince 04/2006 · owns 25% to 50%
- S••••••• R•••• V••••• · Principalcontrolsince 01/2015 · owns 25% to 50%
Related persons
Schedule D 7.A
- S•••• B•••••y
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Seattle, Wa · principal | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Jan 29, 2026discretionary share of RAUM of 0% against a peer median of 99% (1482 comparable advisers, 0.0th percentile, 33.5 robust deviations)peers: independent wealth managers, $500M to $1B (1,482) · 0.0% percentile
- high office count relative to headcountStatic outlier · filing Jan 29, 2026offices per registered advisor of 1.3 against a peer median of 0.5 (358 comparable advisers, 98.0th percentile, 3.4 robust deviations)peers: independent wealth managers, $500M to $1B (358) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 681 to 685Feb 20, 2025 to Jan 29, 2026
- HNW clients · 121 to 129Feb 20, 2025 to Jan 29, 2026
- Individual clients · 53 to 51Feb 20, 2025 to Jan 29, 2026
- Assets in custody · $272M to $290MFeb 20, 2025 to Jan 29, 2026
- Other offices · 6 to 7Feb 20, 2025 to Jan 29, 2026
- HNW RAUM · $514M to $590MFeb 20, 2025 to Jan 29, 2026
- Individual RAUM · $23.7M to $23.1MFeb 20, 2025 to Jan 29, 2026
- Non-discretionary RAUM · $551M to $628MFeb 20, 2025 to Jan 29, 2026
- RAUM · $551M to $628MFeb 20, 2025 to Jan 29, 2026
- Accounts · 669 to 681Mar 26, 2024 to Feb 20, 2025
- Charity clients · 3 to 5Mar 26, 2024 to Feb 20, 2025
- HNW clients · 112 to 121Mar 26, 2024 to Feb 20, 2025
- Individual clients · 61 to 53Mar 26, 2024 to Feb 20, 2025
- Assets in custody · $254M to $272MMar 26, 2024 to Feb 20, 2025
- Financial planning clients · 101-250 to 101-250Mar 26, 2024 to Feb 20, 2025
- Other offices · 0 to 6Mar 26, 2024 to Feb 20, 2025
- HNW RAUM · $476M to $514MMar 26, 2024 to Feb 20, 2025
- Individual RAUM · $29.4M to $23.7MMar 26, 2024 to Feb 20, 2025
- Non-discretionary RAUM · $513M to $551MMar 26, 2024 to Feb 20, 2025
- RAUM · $513M to $551MMar 26, 2024 to Feb 20, 2025
- Accounts · 740 to 669Apr 3, 2023 to Mar 26, 2024
- Charity clients · 5 to 3Apr 3, 2023 to Mar 26, 2024
- HNW clients · 107 to 112Apr 3, 2023 to Mar 26, 2024
- Individual clients · 59 to 61Apr 3, 2023 to Mar 26, 2024
- Pension plan clients · 1.0 to unsetApr 3, 2023 to Mar 26, 2024
- Assets in custody · $194M to $254MApr 3, 2023 to Mar 26, 2024
- HNW RAUM · $395M to $476MApr 3, 2023 to Mar 26, 2024
- Individual RAUM · $24.4M to $29.4MApr 3, 2023 to Mar 26, 2024
- Non-discretionary RAUM · $436M to $513MApr 3, 2023 to Mar 26, 2024
- Pension RAUM · 5311513.0 to unsetApr 3, 2023 to Mar 26, 2024
- RAUM · $436M to $513MApr 3, 2023 to Mar 26, 2024
- Accounts · 775 to 740Apr 1, 2022 to Mar 31, 2023
- Advisory employees · 7 to 6Apr 1, 2022 to Mar 31, 2023
- Charity clients · 2 to 5Apr 1, 2022 to Mar 31, 2023
- HNW clients · 119 to 107Apr 1, 2022 to Mar 31, 2023
- Individual clients · 40 to 59Apr 1, 2022 to Mar 31, 2023
- Assets in custody · $223M to $194MApr 1, 2022 to Mar 31, 2023
- Employees · 8 to 7Apr 1, 2022 to Mar 31, 2023
- State-registered IARs · 7 to 6Apr 1, 2022 to Mar 31, 2023
- HNW RAUM · $491M to $395MApr 1, 2022 to Mar 31, 2023
Signals
2 dated events
- K••••••• B••••• B••••••• • S••••••• I••• reported 6 offices beyond its principal office, up from 0 (2024-03-26 to 2025-02-20)Feb 20, 2025 · Office count change · derived
- Tasker Frederic Kutscher (Principal & Chief Compliance Officer) no longer on Schedule A of K••••••• B••••• B••••••• • S••••••• I••• (listed 2020-06-26, absent 2021-01-29)Jan 29, 2021 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- K••••••• B••••• B••••••• • S••••••• I••• · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business phone
- 206-462-6100reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/kbbsfinancialreportedpublic record, Form ADV, Sep 18, 2026
- Website
- w••.k•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 206-462-6100reportedpublic record, Form ADV, Jan 29, 2026
- Contact form
- kbbsfinancial.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- kbbsfinancial.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $105Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026