RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• D••• R••••
- E•• P•••••••• P•••••••• I••• independent RIA currentsince Apr 16, 2004 · Leawood, Ks
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Apr 22, 2004 · Overland Park, Ks
- P••••••••• E••••• G••••• L•• unclassifiedSep 15, 1989 to Jul 1, 2003 · Overland Park, Ks
- W•••• F•••• A••••••• to E•• P•••••••• P•••••••• I•••left Apr 22, 2004, registered Apr 16, 2004 (-6 days) · Other
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address