DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••• G••• E••

W•••• F•••• A•••••••wirehouseMclean, Va dual registrantIAPD 1391366

Certified Financial Planner

Feed of 09/15/2026

Also filed as B•••• Sayling G•••

At current firm

1 y

since Dec 3, 2024

In the industry

41 y

since Sep 16, 1985 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Dec 3, 2024 · Springfield, Va
L•• F•••••••• L•• BD affiliated
Jun 29, 2023 to Dec 16, 2024 · Alexandria, Va
U•• F•••••••• S••••••• I••• wirehouse
Dec 4, 2019 to Jan 28, 2022 · Washington, Dc
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Mar 4, 2015 to Nov 27, 2019 · Washington, Dc
C•••••••• G••••• M•••••• I••• BD affiliated
Aug 14, 2013 to Feb 10, 2015 · Washington, Dc
B•• M••••• S••••••••• C••••••••• other
Jul 2, 2007 to Jul 18, 2013 · Pittsburgh, Pa
M•••• L•• unclassified
Aug 9, 2006 to Jul 2, 2007 · Philadelphia, Pa

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to W•••• F•••• A•••••••
left Dec 16, 2024, registered Dec 3, 2024 (-13 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
U•• F•••••••• S••••••• I••• to L•• F•••••••• L••
left Jan 28, 2022, registered Jun 29, 2023 (517 days) · Wirehouse to affiliated broker-dealer or bank
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••
left Nov 27, 2019, registered Dec 4, 2019 (7 days) · Wirehouse to wirehouse
C•••••••• G••••• M•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Feb 10, 2015, registered Mar 4, 2015 (22 days) · Other
B•• M••••• S••••••••• C••••••••• to C•••••••• G••••• M•••••• I•••
left Jul 18, 2013, registered Aug 14, 2013 (27 days) · Other
M•••• L•• to B•• M••••• S••••••••• C•••••••••
left Jul 2, 2007, registered Jul 2, 2007 (0 days) · Other

Signals

B•••• G••• E•• left L•• F•••••••• L•• for W•••• F•••• A••••••• (registered 2024-12-03)
Dec 16, 2024 · Advisor changed firm · fact
B•••• G••• E•• left U•• F•••••••• S••••••• I••• for L•• F•••••••• L•• (registered 2023-06-29)
Jan 28, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 41derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address