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Registered advisor
T••• E•••••• S••••
Certified Financial Planner
Feed of 09/15/2026
At current firm
1 y
since Apr 3, 2025
In the industry
41 y
since Aug 2, 1985 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••• F••••••••• L••• BD affiliated currentsince Apr 3, 2025 · Cumming, Ga
- F••••••• P••••••• A•• W•••••••• A••••••• formerDec 12, 2018 to Jul 9, 2021 · Alpharetta, Ga
- E•••••• C•••••• M••••••••• L•• formerSep 21, 2012 to Oct 5, 2018 · Arlington, Va
- S••••••• I••••••••• S•••••••• I••• formerNov 15, 2010 to Sep 13, 2012 · Buford, Ga
- F•••• T•••• S••••••••• I••• BD affiliatedJul 30, 2008 to Oct 29, 2010 · Alpharetta, Ga
- N••• F•••••••• G••••• I••• formerApr 24, 2007 to Aug 4, 2008 · Houston, Tx
- H•••••• T••••••• • K•••• L•• independent RIASep 20, 2006 to Apr 3, 2007 · Woodstock, Ga
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to A••••••• F••••••••• L•••left Jul 9, 2021, registered Apr 3, 2025 (1364 days) · Affiliated broker-dealer or bank to another
- E•••••• C•••••• M••••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Oct 5, 2018, registered Dec 12, 2018 (68 days) · RIA to affiliated broker-dealer or bank
- S••••••• I••••••••• S•••••••• I••• to E•••••• C•••••• M••••••••• L••left Sep 13, 2012, registered Sep 21, 2012 (8 days) · Other
- F•••• T•••• S••••••••• I••• to S••••••• I••••••••• S•••••••• I•••left Oct 29, 2010, registered Nov 15, 2010 (17 days) · Other
- N••• F•••••••• G••••• I••• to F•••• T•••• S••••••••• I•••left Aug 4, 2008, registered Jul 30, 2008 (-5 days) · Other
- H•••••• T••••••• • K•••• L•• to N••• F•••••••• G••••• I•••left Apr 3, 2007, registered Apr 24, 2007 (21 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address