DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Lifestyle Asset Management, Inc.
Latest filing Jul 15, 2026
First filing on the tape May 7, 2019 · 30 filings
SEC status approved since Jun 7, 2019
RAUM
$571M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$555M individuals and HNW
Advisors
16
registered through the firm on IAPD
RAUM per advisor
$35.7M
derived; firm RAUM over IAPD count
Employees
13
13 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$571M as of Jul 15, 2026
Jan 28, 2020$211M then
HNW client RAUM$326M as of Jul 15, 2026
Jan 28, 2020$69.8M then
State-registered IARs (5.B.3)13 as of Jul 15, 2026
Jan 28, 202010 then
Employees (5.A)13 as of Jul 15, 2026
Jan 28, 202011 then
Private funds: no history
RAUM +43% over the last fiscal year+20% a year over threeIARs 13 to 13offices 3 to 4
Practice profile
derived from the filing of Jul 15, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $35.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 58derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $308,404derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.8derivedItem 5.A over advisors
- Advisors per office
- 3.2derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +43%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +39%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, publications, otherreportedItem 5.G
- Financial planning clients
- 1,000reportedItem 5.H
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$326M57%
- Individuals$229M40%
- Pension and profit-sharing plans$15.8M2.8%
- Individual clients
- 759reported
- HNW clients
- 163reported
- Pension plan clients
- 6reported
- Charitable clients
- 0reported
- Accounts
- 1,852reported
- Financial planning clients
- 1,000reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=10.0derived
Advisors registered through the firm
14 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Paul Brian JacksonChartered Financial Analyst | Friendswood, Tx | Jul 26, 2011 | 30 y | 5 |
| Lotte Schmidt Optekamp | Friendswood, Tx | Aug 1, 2011 | 31 y | 4 |
| Stephen Louis Fougerousse | Friendswood, Tx | Oct 24, 2017 | 32 y | 4 |
| Daniel David ThomasonChartered Financial Consultant | Friendswood, Tx | Oct 24, 2017 | 29 y | 4 |
| Kaleb Kristofer JonesCertified Financial Planner | Friendswood, Tx | Jun 24, 2018 | 14 y | 2 |
| Kyle Edward Johnston | Friendswood, Tx | Jun 24, 2018 | 37 y | 3 |
| Steven David Stock | Texas City, Tx | Jun 25, 2018 | 22 y | 2 |
| Jamie Suzanne StaggsCertified Financial Planner | Friendswood, Tx | Jul 21, 2021 | 10 y | 1 |
| James Edward Latiolais | Friendswood, Tx | Sep 30, 2022 | 44 y | 3 |
| Ross Allen Wegner | Friendswood, Tx | Mar 27, 2023 | 12 y | 0 |
| Jared Pitts | Friendswood, Tx | Jul 20, 2023 | 15 y | 0 |
| Jesus A PompaCertified Financial Planner | Dallas, Tx | May 9, 2024 | 11 y | 4 |
| Chanse James Wegner | Suite 300, Tx | Jun 28, 2026 | 12 y | 1 |
| Robert Barton | Friendswood, Tx | Aug 10, 2026 | 23 y | 3 |
Advisor movement
1 left, 2 joined in 12 months
net +1 in 12 months0 left in 90 days2 joined in 90 daysdeparture rate 6.3% of current headcount2 left over 36 months
Left, latest
- Gary Max Goeppinger to Raymond James Financial Services Advisors, IncDec 2, 2025 · RIA to affiliated broker-dealer or bank
- Brandon Robert Lockwood to Cetera Investment Advisers LLCMar 5, 2024 · RIA to affiliated broker-dealer or bank
- Mark David Brezina to Morgan StanleyJul 8, 2020 · RIA to wirehouse
- Brooke Ashley Huckert to Virtue Capital Management, LLCJun 5, 2020 · RIA to RIA
Joined, latest
- Robert Barton from Hobart WealthAug 10, 2026 · RIA to RIA
- Chanse James Wegner from Cetera Investment Advisers LLCJun 28, 2026 · Affiliated broker-dealer or bank to independent RIA
- Gary Max Goeppinger from Jim Poe And Associates Inc.Aug 15, 2025 · Other
- Jesus A Pompa from Avantax Advisory ServicesMay 9, 2024 · Affiliated broker-dealer or bank to independent RIA
- James Edward Latiolais from Invicta Financial GroupSep 30, 2022 · RIA to RIA
- Jamie Suzanne Staggs from Cetera Investment Advisers LLCJul 21, 2021 · Affiliated broker-dealer or bank to independent RIA
- Steven David Stock from First Allied Advisory Services, Inc.Jun 25, 2018 · Affiliated broker-dealer or bank to independent RIA
- Kyle Edward Johnston from First Allied Advisory Services, Inc.Jun 24, 2018 · Affiliated broker-dealer or bank to independent RIA
- Brandon Robert Lockwood from First Allied Advisory Services, Inc.Jun 24, 2018 · Affiliated broker-dealer or bank to independent RIA
- Kaleb Kristofer Jones from First Allied Advisory Services, Inc.Jun 24, 2018 · Affiliated broker-dealer or bank to independent RIA
- Daniel David Thomason from First Allied Advisory Services, Inc.Oct 24, 2017 · Affiliated broker-dealer or bank to independent RIA
- Stephen Louis Fougerousse from First Allied Advisory Services, Inc.Oct 24, 2017 · Affiliated broker-dealer or bank to independent RIA
- Michael Allen Wegner from First Allied Advisory Services, Inc.Dec 5, 2016 · Affiliated broker-dealer or bank to independent RIA
- Lotte Schmidt Optekamp from Woodlands Wealth Management Group LLCAug 1, 2011 · Other
- Paul Brian Jackson from Sowell ManagementJul 26, 2011 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 7 joined from First Allied Advisory Services, Inc.Nov 12, 2020 · Texas City, Tx
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Allen Michael Wegner · Presidentcontrolsince 01/2017 · owns 75% or more
- Allen Ross Wegner · Chief Compliance Officercontrolsince 04/2024 · owns less than 5%
- Brian Paul Jackson · Chief Investment Officersince 03/2011 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Friendswood, Tx · principal | 15 | 1 | 0 | ||
| Dallas, Tx | 2 | 0 | 1 | ||
| Texas City, Tx | 2 | 0 | 0 | ||
| Deer Park, Tx | 1 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Dallas, TX2 employees
- Texas City, TX2 employees
- Deer Park, TX1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Jan 28, 2026RAUM (Item 5.F) moved from $399,218,297 to $571,164,427 (+43.0%) between the annual amendments of 2025-02-05 and 2026-01-28; the peer median change was +16.0% (1386 comparable advisers, 92.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,386) · 92% percentile
What changed
consecutive filings, newest first
- Accounts · 1,294 to 1,852Dec 2, 2025 to Jan 28, 2026
- Advisory activities · 6 to 7Dec 2, 2025 to Jan 28, 2026
- BD registered reps · 6 to 10Dec 2, 2025 to Jan 28, 2026
- HNW clients · 99 to 163Dec 2, 2025 to Jan 28, 2026
- Individual clients · 564 to 759Dec 2, 2025 to Jan 28, 2026
- Pension plan clients · 7 to 6Dec 2, 2025 to Jan 28, 2026
- Insurance-licensed employees · 6 to 2Dec 2, 2025 to Jan 28, 2026
- Discretionary RAUM · $399M to $571MDec 2, 2025 to Jan 28, 2026
- HNW RAUM · $201M to $326MDec 2, 2025 to Jan 28, 2026
- Individual RAUM · $181M to $229MDec 2, 2025 to Jan 28, 2026
- Pension RAUM · $17.5M to $15.8MDec 2, 2025 to Jan 28, 2026
- RAUM · $399M to $571MDec 2, 2025 to Jan 28, 2026
- Advisory employees · 14 to 13Aug 29, 2025 to Dec 2, 2025
- Employees · 14 to 13Aug 29, 2025 to Dec 2, 2025
- Insurance-licensed employees · 7 to 6Aug 29, 2025 to Dec 2, 2025
- State-registered IARs · 14 to 13Aug 29, 2025 to Dec 2, 2025
- State-registered IARs · 13 to 14May 7, 2025 to Aug 29, 2025
- Advisory employees · 13 to 14May 7, 2025 to Aug 29, 2025
- Employees · 13 to 14May 7, 2025 to Aug 29, 2025
- Insurance-licensed employees · 6 to 7May 7, 2025 to Aug 29, 2025
- Other offices · 3 to 4May 7, 2025 to Aug 29, 2025
- Financial planning clients · More than 500 to More than 500Feb 5, 2025 to May 7, 2025
- Accounts · 1,348 to 1,294May 13, 2024 to Feb 5, 2025
- Advisory activities · 7 to 6May 13, 2024 to Feb 5, 2025
- HNW clients · 96 to 99May 13, 2024 to Feb 5, 2025
- Individual clients · 620 to 564May 13, 2024 to Feb 5, 2025
- Pension plan clients · 8 to 7May 13, 2024 to Feb 5, 2025
- Discretionary RAUM · $382M to $399MMay 13, 2024 to Feb 5, 2025
- HNW RAUM · $170M to $201MMay 13, 2024 to Feb 5, 2025
- Individual RAUM · $196M to $181MMay 13, 2024 to Feb 5, 2025
- Pension RAUM · $16.0M to $17.5MMay 13, 2024 to Feb 5, 2025
- RAUM · $382M to $399MMay 13, 2024 to Feb 5, 2025
- Advisory employees · 11 to 13May 10, 2024 to May 13, 2024
- Employees · 11 to 13May 10, 2024 to May 13, 2024
- State-registered IARs · 11 to 13May 10, 2024 to May 13, 2024
- Other offices · 2 to 3Apr 24, 2024 to May 10, 2024
- Advisory employees · 12 to 11Feb 2, 2024 to Mar 5, 2024
- BD registered reps · 7 to 6Feb 2, 2024 to Mar 5, 2024
- Employees · 12 to 11Feb 2, 2024 to Mar 5, 2024
- Insurance-licensed employees · 7 to 6Feb 2, 2024 to Mar 5, 2024
Signals
5 dated events
- Lifestyle Asset Management, Inc. reported RAUM $571.2M, up 43% from $399.2M (2025-12-02 to 2026-01-28)Jan 28, 2026 · RAUM change · derived
- Gary Max Goeppinger left Lifestyle Asset Management, Inc. for Raymond James Financial Services Advisors, Inc (registered 2025-12-12)Dec 2, 2025 · Advisor changed firm · fact
- Allen Ross Wegner (Chief Compliance Officer) appeared on Schedule A of Lifestyle Asset Management, Inc.Apr 24, 2024 · Control person joined · fact
- Brandon Robert Lockwood left Lifestyle Asset Management, Inc. for Cetera Investment Advisers Llc (registered 2020-11-12)Mar 5, 2024 · Advisor changed firm · fact
- Lifestyle Asset Management, Inc. filed its initial SEC registration (Form ADV)May 7, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- service@everett-financial.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- ronda@everett-financial.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 972-690-6530reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 800-644-6669reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 972-234-1807reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- everett-financial.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 281-612-2035reportedpublic record, Form ADV, Jul 15, 2026
- Contact form
- everett-financial.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- everett-financial.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $35.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026