DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T••••• L• L••••••

C••••• I••••••••• A••••••• L••BD affiliatedMilltown, Njdual registrantIAPD 1404686

Feed of 09/14/2026

Also filed as Thomas La Porta

At current firm

1 y

since Mar 3, 2025

In the industry

28 y

since May 11, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Mar 3, 2025 · Milltown, Nj
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jun 30, 2023 to Feb 5, 2025 · Freehold, Nj
C••••••• S••••••••• I••• BD affiliated
Aug 17, 2022 to Jun 20, 2023 · Conshohocken, Pa
C••••• I••••••••• A••••••• L•• BD affiliated
Jun 20, 2018 to Aug 17, 2022 · Perth Amboy, Nj
S•••••••• S••••••••• BD affiliated
Sep 19, 2012 to May 30, 2018 · Matawan, Nj
L•• F•••••••• L•• BD affiliated
May 27, 2008 to Sep 19, 2012 · Monroe Township, Nj
I••• S••••••••• I••• unclassified
Apr 22, 2003 to May 27, 2008 · Aberdeen, Nj

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••• I••••••••• A••••••• L••
left Feb 5, 2025, registered Mar 3, 2025 (26 days) · Wirehouse to affiliated broker-dealer or bank
C••••••• S••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jun 20, 2023, registered Jun 30, 2023 (10 days) · Affiliated broker-dealer or bank to wirehouse
C••••• I••••••••• A••••••• L•• to C••••••• S••••••••• I•••
left Aug 17, 2022, registered Aug 17, 2022 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
S•••••••• S••••••••• to C••••• I••••••••• A••••••• L••
left May 30, 2018, registered Jun 20, 2018 (21 days) · Affiliated broker-dealer or bank to another
L•• F•••••••• L•• to S•••••••• S•••••••••
left Sep 19, 2012, registered Sep 19, 2012 (0 days) · corporate re-registration, not a move
I••• S••••••••• I••• to L•• F•••••••• L••
left May 27, 2008, registered May 27, 2008 (0 days) · corporate re-registration, not a move

Signals

T••••• L• L•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for C••••• I••••••••• A••••••• L•• (registered 2025-03-03)
Feb 5, 2025 · Advisor changed firm · fact
T••••• L• L•••••• left C••••••• S••••••••• I••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-06-30)
Jun 20, 2023 · Advisor changed firm · fact
T••••• L• L•••••• left C••••• I••••••••• A••••••• L•• for C••••••• S••••••••• I••• (registered 2022-08-17)
Aug 17, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address