DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Santander Securities
Legal name Santander Securities LLC
Latest filing Sep 17, 2026
First filing on the tape Nov 28, 2011 · 109 filings
SEC status approved since Sep 2, 1999
RAUM
$3.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
91%
$2.9B individuals and HNW
Advisors
159
registered through the firm on IAPD
RAUM per advisor
$19.8M
derived; firm RAUM over IAPD count
Employees
449
108 advisory (5.B.1)
Offices
417
beyond the principal office
Private funds
0
reported on Schedule D
History
109 filings and snapshots on the tape
RAUM$3.1B as of Jul 1, 2026
Mar 30, 2012$96.6M then
HNW client RAUM$0 as of Jul 1, 2026
Mar 30, 2018$0 then
State-registered IARs (5.B.3)107 as of Jul 1, 2026
Mar 30, 20120 then
Employees (5.A)449 as of Jul 1, 2026
Feb 20, 2013939 then
Private funds: no history
RAUM +23% over the last fiscal year+19% a year over threeIARs 102 to 107
Practice profile
derived from the filing of Sep 17, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $19.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 68derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $281,652derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.8derivedItem 5.A over advisors
- Advisors per office
- 0.4derived418 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- +4.9%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.3%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
- Financial planning clients
- 2,500reportedItem 5.H
- Wrap fee program
- $3.1BreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$2.9B99%
- Corporations and businesses$42.4M1.5%
- Charitable organizations$1.0M0.0%
- Individual clients
- 10,832reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 2reported
- Accounts
- 11,152reported
- Financial planning clients
- 2,500reported
- Wrap fee programs
- $3.1B sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.91 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=376.0derived
Advisors registered through the firm
158 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Robert Andrew Desalvo | Conshohocken, Pa | Sep 19, 2012 | 38 y | 6 |
| Kevin Michael Kazlauskas | Avon, Ct | Sep 19, 2012 | 33 y | 2 |
| Amul G Sant | Manalapan, Nj | Sep 19, 2012 | 23 y | 5 |
| Alla Cootey | Windham, Nh | Sep 19, 2012 | 24 y | 1 |
| Ronald Powers Defeo | Abington, Ma | Sep 26, 2012 | 39 y | 3 |
| Silverio Manuel Valente Boleto | Salem, Nh | Sep 26, 2012 | 15 y | 2 |
| Kenneth Ko | Brookline, Ma | Sep 26, 2012 | 18 y | 2 |
| Scott I Liston | Newton, Ma | Sep 26, 2012 | 20 y | 1 |
| Wendy Jane Laranjo | Wakefield, Ri | Oct 19, 2012 | 29 y | 3 |
| Michael G Dooley | Swampscott, Ma | Jul 15, 2013 | 18 y | 3 |
| John Richard Acevedo | Scotch Plains, Nj | Aug 23, 2013 | 24 y | 3 |
| Carl Anthony Frank Libert | Hopatcong, Nj | Nov 26, 2013 | 17 y | 0 |
| Edward C Grampp | Red Bank, Nj | Dec 4, 2013 | 18 y | 0 |
| Farah Abbas Mirza | Denville, Nj | Dec 4, 2013 | 23 y | 4 |
| Scott Michael Johnson | Milford, Ma | Jan 24, 2014 | 28 y | 2 |
| Paul Henry Melanson | Reading, Ma | Mar 31, 2014 | 40 y | 3 |
| Thomas J Morelli | Ocean, Nj | May 15, 2014 | 20 y | 3 |
| Walter Rocco Kukowski | Ocean, Nj | May 16, 2014 | 32 y | 4 |
| John George Dutkowski Canto | Scotch Plains, Nj | May 22, 2014 | 24 y | 0 |
| Matthew Peter SmithCertified Financial Planner | Boston, Ma | Jul 1, 2014 | 27 y | 4 |
| Kelly M Cooper | New Bedford, Ma | Jul 1, 2014 | 21 y | 1 |
| Nathaniel W LovellChartered Financial Analyst | Boston, Ma | Jul 15, 2014 | 25 y | 1 |
| Andrew Joseph Bernal | Jackson, Nj | Aug 29, 2014 | 14 y | 0 |
| Luis Javier Bermudez Valdes | Scotch Plains, Nj | Oct 2, 2014 | 12 y | 0 |
| Michael William Tuomala | Whitinsville, Ma | Dec 8, 2014 | 17 y | 1 |
| Matt Francis Breunig | Princeton Junction, Nj | Feb 5, 2015 | 20 y | 5 |
| Nico Rawinder Singh Sethi | Langhorne, Pa | Feb 27, 2015 | 14 y | 1 |
| Steven Edward Ponte | Somerville, Ma | Aug 18, 2015 | 12 y | 1 |
| Joseph Anthony Mangano | South Amboy, Nj | Sep 9, 2015 | 29 y | 2 |
| John Ryan Halloran | North Andover, Ma | Sep 15, 2015 | 18 y | 2 |
| John Michael Clark | Boston, Ma | Nov 2, 2015 | 24 y | 2 |
| Randy Edward Ball | Kingston, Ma | Nov 5, 2015 | 27 y | 4 |
| Cassandra Wendy Alleyne | Hershey, Pa | Jun 21, 2016 | 19 y | 3 |
| Deborah Ann Mota | Swansea, Ma | Jul 12, 2016 | 24 y | 0 |
| Kevin Jay Cave | Bloomfield, Nj | Sep 16, 2016 | 10 y | 0 |
| Neal Joseph Mckenna | Boston, Ma | Dec 12, 2016 | 20 y | 4 |
| Jason C Bugg | Boston, Ma | Dec 20, 2016 | 25 y | 2 |
| Manuel Alfredo Duplat | Scotch Plains, Nj | Dec 22, 2016 | 17 y | 1 |
| Hari Sharma | Mercerville, Nj | Jan 4, 2017 | 24 y | 8 |
| Chrysta Gail Grampp | Hazlet, Nj | Jan 4, 2017 | 18 y | 0 |
Advisor movement
19 left, 10 joined in 12 months
net -9 in 12 months3 left in 90 days3 joined in 90 daysdeparture rate 12% of current headcount54 left over 36 months
Left, latest
- Harris D Greene to Cetera Investment Advisers LLCJul 1, 2026 · Affiliated broker-dealer or bank to another
- Luis Angel Arias to Citizens Securities, Inc.Jun 29, 2026 · Affiliated broker-dealer or bank to another
- Silvi Sinoimeri to Citizens Securities, Inc.Jun 29, 2026 · Affiliated broker-dealer or bank to another
- Dennis Alicea to Pnc Wealth ManagementApr 28, 2026 · Affiliated broker-dealer or bank to another
- Eric Joseph Foley to Citizens Securities, Inc.Apr 8, 2026 · Affiliated broker-dealer or bank to another
- Steven Auger to J.P. Morgan Securities LLCMar 18, 2026 · Affiliated broker-dealer or bank to wirehouse
- Tyler Freeman to LPL Financial LLCMar 16, 2026 · Affiliated broker-dealer or bank to another
- Dexter Francis De La Rosa to Vanguard Advisers, Inc.Mar 10, 2026 · Affiliated broker-dealer or bank to another
- Mitchell Phillip Jones to Ameriprise Financial Services, LLCMar 9, 2026 · Affiliated broker-dealer or bank to another
- Surya Karen Sapra to Ameriprise Financial Services, LLCMar 9, 2026 · Affiliated broker-dealer or bank to another
- Keith Paul Mayer to Empower Advisory Group, LLCMar 4, 2026 · Affiliated broker-dealer or bank to another
- Joseph Anthony Talty to LPL Financial LLCFeb 26, 2026 · Affiliated broker-dealer or bank to another
- Alvin R Lopez to Citigroup Global Markets Inc.Feb 9, 2026 · Affiliated broker-dealer or bank to another
- Chris Jon Livingston to Osaic Wealth, Inc.Jan 9, 2026 · Affiliated broker-dealer or bank to another
- Delano Macordova Jarrett to Citigroup Global Markets Inc.Dec 23, 2025 · Affiliated broker-dealer or bank to another
Joined, latest
- Matthew Sysyn from Equitable Advisors, LLCAug 4, 2026 · Affiliated broker-dealer or bank to another
- Naim Cukovic from Td Private Client Wealth LLCJun 24, 2026 · Affiliated broker-dealer or bank to another
- Shuxin Wu from John Hancock Personal Financial Services, LLCJun 22, 2026 · Affiliated broker-dealer or bank to another
- Masar Jashanica from Wells Fargo AdvisorsMar 18, 2026 · Wirehouse to affiliated broker-dealer or bank
- Jonathan Ocampo from Td Private Client Wealth LLCMar 17, 2026 · Affiliated broker-dealer or bank to another
- Gregory Brogan from John Hancock Personal Financial Services, LLCMar 16, 2026 · Affiliated broker-dealer or bank to another
- Ryan Batalha from Miura Investment Advisors, IncMar 4, 2026 · Other
- Gustavo Soares Zuquim Nunes from Andbanc Advisory LLCJan 16, 2026 · RIA to affiliated broker-dealer or bank
- Harris D Greene from Ameriprise Financial Services, LLCJan 13, 2026 · Affiliated broker-dealer or bank to another
- Daniel Bermiss from Advice And Planning ServicesNov 25, 2025 · Affiliated broker-dealer or bank to another
- Santiago Franco from Bolton Global Asset ManagementSep 16, 2025 · RIA to affiliated broker-dealer or bank
- Nicholas Rizzieri from LPL Enterprise, LLCJul 23, 2025 · Affiliated broker-dealer or bank to another
- Carlton Drew Coleman from J.P. Morgan Securities LLCJul 18, 2025 · Wirehouse to affiliated broker-dealer or bank
- Connor Mahoney from Strategic Advisers LLCApr 10, 2025 · Affiliated broker-dealer or bank to another
- Vincent James Sica from Edward JonesMar 11, 2025 · Affiliated broker-dealer or bank to another
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Citizens Securities, Inc.Jun 29, 2026 · Lexington, Ma
- 2 left for Wells Fargo AdvisorsOct 13, 2023 · Cherry Hill, Nj
- 2 left for Osaic Wealth, Inc.Sep 5, 2023 · Hempstead, Ny
- 2 left for Citigroup Global Markets Inc.Aug 3, 2022 · Elizabeth, Nj
- 2 left for Citizens Securities, Inc.Apr 8, 2022 · Pottsville, Pa
- 2 left for Truist Advisory Services, Inc.Jan 4, 2021 · Dresher, Pa
- 2 left for Citizens Securities, Inc.Aug 28, 2020 · Boston, Ma
- 2 left for Citizens Securities, Inc.Aug 28, 2020 · Villanova, Pa
- 2 joined from Citizens Securities, Inc.Dec 31, 2020 · Woburn, Ma
- 3 joined from Voya Financial Advisors, Inc.Apr 3, 2019 · Braintree, Ma
- 2 joined from Citizens Securities, Inc.Dec 7, 2018 · Glenside, Pa
- 2 joined from Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 22, 2018 · Brooklyn, Ny
- 2 joined from Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 18, 2018 · Burlington, Ma
- 3 joined from Pnc Wealth ManagementFeb 23, 2017 · Willow Street, Pa
- 2 joined from Invest Financial CorporationDec 28, 2015 · Fort Lee, Nj
- 2 joined from Citizens Securities, Inc.Sep 10, 2015 · N Providence, Ri
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Lawrence Andrew Carter · Chief Compliance Officercontrolsince 01/2013 · owns less than 5%
- John Allan II Cylc · National Business Directorcontrolsince 04/2021 · owns less than 5%
- Alyson Villano Neafsey · Directorcontrolsince 12/2021 · owns less than 5%
- Jonathan Andrew Snyder · Chief Financial And Operating Officercontrolsince 09/2016 · owns less than 5%
- James Douglass Vannah · Chief Legal Officer & Secretarycontrolsince 12/2016 · owns less than 5%
- Jonathan Edward Watson · Directorcontrolsince 08/2022 · owns less than 5%
- Jeffrey Stephen Weiner · President & Ceocontrolsince 11/2019 · owns less than 5%
Entity owners
- Santander Capital Holdings, LLC · Direct Ownerdirect · owns 75% or more
- Santander Holdings USA, Inc. · Indirect Ownerindirect · owns 75% or more of Santander Capital Holdings, LLC
Related persons
Schedule D 7.A
- Banco Santander Internationaln
- Santander Bank N.A. (Formerly Sovereign Bank N.A.)n
- Santander Holdings USA Inc.y
Advisers that list Santander Securities as a related person
- 109399 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Boston, Ma · principal | 58 | 7 | 3 | 1 | |
| Conshohocken, Pa | 45 | 6 | 3 | ||
| Scotch Plains, Nj | 43 | 7 | 2 | ||
| Salem, Nh | 21 | 3 | 0 | ||
| Miami, Fl | 14 | 3 | 1 | ||
| Manalapan, Nj | 9 | 1 | 0 | ||
| Brooklyn, Ny | 8 | 3 | 1 | ||
| Staten Island, Ny | 7 | 2 | 0 | ||
| Woodbridge, Nj | 6 | 0 | 0 | ||
| Toms River, Nj | 6 | 1 | 1 | ||
| Lakewood, Nj | 6 | 2 | 0 | ||
| Providence, Ri | 6 | 1 | 0 | ||
| Freehold, Nj | 6 | 1 | 0 | ||
| Brick, Nj | 5 | 1 | 0 | ||
| Philadelphia, Pa | 5 | 0 | 0 | ||
| New Bedford, Ma | 5 | 1 | 0 | ||
| Marlboro, Nj | 5 | 0 | 0 | ||
| Brookline, Ma | 5 | 1 | 0 | ||
| Reading, Pa | 4 | 1 | 0 | ||
| Ocean, Nj | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Miami, FL1 employees
- Manalapan, NJ1 employees
- Marlboro, NJ1 employees
- Great Neck, NY1 employees
- Union, NJ1 employees
- Abington, MA1 employees
- Swansea, MA1 employees
- Lakewood, NJ1 employees
- Ocean, NJ1 employees
- Staten Island, NY1 employees
- Manalapan, NJ1 employees
- Wollaston, MA1 employees
- Lakewood, NJ1 employees
- Union, NJ1 employees
- Wilmington, MA1 employees
- Middletown, NJ1 employees
- Windham, NH1 employees
- Monroe Township, NJ1 employees
- Boston, MA1 employees
- Boston, MA1 employees
- Florham Park, NJ1 employees
- Boston, MA1 employees
- Cherry Hill, NJ1 employees
- Conshohocken, PA1 employees
- Miami, FL1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- high office count relative to headcountStatic outlier · filing Sep 17, 2026offices per registered advisor of 2.6 against a peer median of 0.4 (56 comparable advisers, 100.0th percentile, 7.5 robust deviations)peers: affiliated wealth managers, $1B to $5B (56) · 100% percentile
What changed
consecutive filings, newest first
- Financial planning clients · More than 500 to More than 500Jul 1, 2026 to Sep 17, 2026
- Succession · false to unsetJul 1, 2026 to Sep 17, 2026
- Assets in custody · 0.0 to unsetMar 25, 2026 to Apr 17, 2026
- Custody of client assets · true to falseMar 25, 2026 to Apr 17, 2026
- Accounts · 10,401 to 11,152Feb 12, 2026 to Mar 25, 2026
- Advisory employees · 103 to 108Feb 12, 2026 to Mar 25, 2026
- BD registered reps · 397 to 376Feb 12, 2026 to Mar 25, 2026
- Charity clients · 3 to 2Feb 12, 2026 to Mar 25, 2026
- Corporate clients · 46 to 41Feb 12, 2026 to Mar 25, 2026
- Individual clients · 10,099 to 10,832Feb 12, 2026 to Mar 25, 2026
- Assets in custody · unset to 0.0Feb 12, 2026 to Mar 25, 2026
- Custody of client assets · false to trueFeb 12, 2026 to Mar 25, 2026
- Employees · 440 to 449Feb 12, 2026 to Mar 25, 2026
- State-registered IARs · 102 to 107Feb 12, 2026 to Mar 25, 2026
- Discretionary RAUM · $2.6B to $3.1BFeb 12, 2026 to Mar 25, 2026
- Individual RAUM · $2.3B to $2.9BFeb 12, 2026 to Mar 25, 2026
- RAUM · $2.6B to $3.1BFeb 12, 2026 to Mar 25, 2026
- Wrap assets (sponsor) · $2.6B to $3.1BFeb 12, 2026 to Mar 25, 2026
- Financial planning clients · More than 500 to More than 500Mar 26, 2025 to Jul 29, 2025
- Accounts · 9,813 to 10,401Feb 4, 2025 to Mar 26, 2025
- BD registered reps · 433 to 397Feb 4, 2025 to Mar 26, 2025
- Corporate clients · 45 to 46Feb 4, 2025 to Mar 26, 2025
- Individual clients · 9,516 to 10,099Feb 4, 2025 to Mar 26, 2025
- Employees · 478 to 440Feb 4, 2025 to Mar 26, 2025
- Discretionary RAUM · $2.1B to $2.6BFeb 4, 2025 to Mar 26, 2025
- Individual RAUM · $1.9B to $2.3BFeb 4, 2025 to Mar 26, 2025
- RAUM · $2.1B to $2.6BFeb 4, 2025 to Mar 26, 2025
- Wrap assets (sponsor) · $2.1B to $2.6BFeb 4, 2025 to Mar 26, 2025
- Accounts · 9,808 to 9,813Jan 4, 2024 to Mar 28, 2024
- Advisory employees · 122 to 103Jan 4, 2024 to Mar 28, 2024
- BD registered reps · 473 to 433Jan 4, 2024 to Mar 28, 2024
- Charity clients · 4 to 3Jan 4, 2024 to Mar 28, 2024
- Corporate clients · 40 to 45Jan 4, 2024 to Mar 28, 2024
- Individual clients · 9,522 to 9,516Jan 4, 2024 to Mar 28, 2024
- Employees · 530 to 478Jan 4, 2024 to Mar 28, 2024
- State-registered IARs · 119 to 102Jan 4, 2024 to Mar 28, 2024
- Other offices · 478 to 417Jan 4, 2024 to Mar 28, 2024
- Discretionary RAUM · $1.8B to $2.1BJan 4, 2024 to Mar 28, 2024
- Individual RAUM · $1.7B to $1.9BJan 4, 2024 to Mar 28, 2024
- RAUM · $1.8B to $2.1BJan 4, 2024 to Mar 28, 2024
Signals
60 dated events
- Harris D Greene left Santander Securities for Cetera Investment Advisers Llc (registered 2026-07-06)Jul 1, 2026 · Advisor changed firm · fact
- Luis Angel Arias left Santander Securities for Citizens Securities, Inc. (registered 2026-07-01)Jun 29, 2026 · Advisor changed firm · fact
- Silvi Sinoimeri left Santander Securities for Citizens Securities, Inc. (registered 2026-07-21)Jun 29, 2026 · Advisor changed firm · fact
- 2 advisors left Santander Securities (Boston, MA) for Citizens Securities, Inc. on the same dayJun 29, 2026 · Team lift-out · derived
- Dennis Alicea left Santander Securities for Pnc Wealth Management (registered 2026-06-11)Apr 28, 2026 · Advisor changed firm · fact
- Eric Joseph Foley left Santander Securities for Citizens Securities, Inc. (registered 2026-04-13)Apr 8, 2026 · Advisor changed firm · fact
- Steven Auger left Santander Securities for J.P. Morgan Securities Llc (registered 2026-03-24)Mar 18, 2026 · Advisor changed firm · fact
- Tyler Freeman left Santander Securities for Lpl Financial Llc (registered 2026-03-18)Mar 16, 2026 · Advisor changed firm · fact
- Dexter Francis De La Rosa left Santander Securities for Vanguard Advisers, Inc. (registered 2026-04-21)Mar 10, 2026 · Advisor changed firm · fact
- Mitchell Phillip Jones left Santander Securities for Ameriprise Financial Services, Llc (registered 2026-03-10)Mar 9, 2026 · Advisor changed firm · fact
- Surya Karen Sapra left Santander Securities for Ameriprise Financial Services, Llc (registered 2026-03-08)Mar 9, 2026 · Advisor changed firm · fact
- Keith Paul Mayer left Santander Securities for Empower Advisory Group, Llc (registered 2026-06-24)Mar 4, 2026 · Advisor changed firm · fact
- Joseph Anthony Talty left Santander Securities for Lpl Financial Llc (registered 2026-02-25)Feb 26, 2026 · Advisor changed firm · fact
- Alvin R Lopez left Santander Securities for Citigroup Global Markets Inc. (registered 2026-02-11)Feb 9, 2026 · Advisor changed firm · fact
- Chris Jon Livingston left Santander Securities for Osaic Wealth, Inc. (registered 2026-01-08)Jan 9, 2026 · Advisor changed firm · fact
- Delano Macordova Jarrett left Santander Securities for Citigroup Global Markets Inc. (registered 2025-12-22)Dec 23, 2025 · Advisor changed firm · fact
- Antoine S Rojo left Santander Securities for Efg Private Wealth Management (Americas) Corp. (registered 2025-12-11)Dec 3, 2025 · Advisor changed firm · fact
- Nathan Kistler left Santander Securities for Lpl Financial Llc (registered 2025-11-07)Nov 6, 2025 · Advisor changed firm · fact
- Chris Talpas left Santander Securities for Lpl Financial Llc (registered 2025-09-29)Sep 26, 2025 · Advisor changed firm · fact
- Stephanie Chaplinski-Kane left Santander Securities for Wells Fargo Advisors (registered 2025-09-22)Sep 23, 2025 · Advisor changed firm · fact
- Julie Wong Sumitomo left Santander Securities for Td Private Client Wealth Llc (registered 2025-09-26)Sep 15, 2025 · Advisor changed firm · fact
- Jamie Degiso left Santander Securities for Td Private Client Wealth Llc (registered 2025-10-01)Sep 15, 2025 · Advisor changed firm · fact
- Vincent James Sica left Santander Securities for State Farm Investment Management Corp. (registered 2025-07-29)Apr 22, 2025 · Advisor changed firm · fact
- John Andrew Mcloughlin left Santander Securities for Osaic Institutions, Inc. (registered 2025-03-31)Mar 18, 2025 · Advisor changed firm · fact
- Efrain Torres left Santander Securities for Advice And Planning Services (registered 2025-03-19)Mar 17, 2025 · Advisor changed firm · fact
- Richard Edmund Longueil left Santander Securities for Citizens Securities, Inc. (registered 2025-01-24)Jan 24, 2025 · Advisor changed firm · fact
- Inga Yengoyan left Santander Securities for Charles Schwab & Co., Inc. (registered 2025-01-08)Dec 10, 2024 · Advisor changed firm · fact
- Julie Makrigianis left Santander Securities for Citigroup Global Markets Inc. (registered 2025-01-06)Nov 20, 2024 · Advisor changed firm · fact
- Patrick Lospennato left Santander Securities for Morgan Stanley (registered 2026-05-26)Nov 11, 2024 · Advisor changed firm · fact
- Daniel Joseph Norton left Santander Securities for Citizens Securities, Inc. (registered 2024-11-04)Nov 4, 2024 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- santanderbank.com/personal/investingreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 866-736-6475reportedpublic record, Form ADV, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $19.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026