DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

J••••• M••• R••••

L•• F•••••••• L••BD affiliatedPurchase, Ny dual registrantIAPD 1406452

Chartered Financial Consultant

Feed of 09/14/2026

Also filed as Jeff R••••

At current firm

1 y

since May 30, 2025

In the industry

41 y

since Jan 1, 1985 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since May 30, 2025 · Purchase, Ny
O•••• W•••••• I••• BD affiliated
Oct 11, 2024 to Jun 3, 2025 · Lake Success, Ny
A••••••• P••••••••• A•••••••• I•• former
Sep 30, 2013 to Oct 11, 2024 · Holbrook, Ny
P••• A••••• S••••••••• L•• BD affiliated
Jul 14, 2005 to Oct 2, 2013 · Lake Success, Ny

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to L•• F•••••••• L••
left Jun 3, 2025, registered May 30, 2025 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team
A••••••• P••••••••• A•••••••• I•• to O•••• W•••••• I•••
left Oct 11, 2024, registered Oct 11, 2024 (0 days) · corporate re-registration, not a move
P••• A••••• S••••••••• L•• to A••••••• P••••••••• A•••••••• I••
left Oct 2, 2013, registered Sep 30, 2013 (-2 days) · Other

Signals

J••••• M••• R•••• left O•••• W•••••• I••• for L•• F•••••••• L•• (registered 2025-05-30)
Jun 3, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 41derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address