RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• C• B••••
- V•••••• P•••• F••••••••• L•• independent RIA currentsince Aug 20, 2024 · Farmington Hills, Mi
- S•• BD affiliatedApr 21, 2011 to Feb 22, 2022 · Ann Arbor, Mi
- C•• A•••• M••••••••• I••• independent RIASep 21, 2010 to Apr 27, 2011 · Southfield, Mi
- H••••••••• G••••• E••••• • R••••••••• S••••••••• unclassifiedOct 10, 2007 to Sep 8, 2009 · Farmington Hills, Mi
- S•• to V•••••• P•••• F••••••••• L••left Feb 22, 2022, registered Aug 20, 2024 (910 days) · Affiliated broker-dealer or bank to independent RIA
- C•• A•••• M••••••••• I••• to S••left Apr 27, 2011, registered Apr 21, 2011 (-6 days) · Other
- H••••••••• G••••• E••••• • R••••••••• S••••••••• to C•• A•••• M••••••••• I•••left Sep 8, 2009, registered Sep 21, 2010 (378 days) · Other
- R••••• C• B•••• left Spc for V•••••• P•••• F••••••••• L•• (registered 2024-08-20)Feb 22, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address