DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•• A•••• M••••••••• I•••
Latest filing Mar 26, 2026
First filing on the tape Mar 3, 2012 · 31 filings
SEC status approved since May 2, 2006
RAUM
$192M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
81%
$156M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$48.1M
derived; firm RAUM over IAPD count
Employees
8
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$192M as of Mar 26, 2026
Mar 29, 2012$167M then
HNW client RAUM$143M as of Mar 26, 2026
Mar 29, 2018$116M then
State-registered IARs (5.B.3)5 as of Mar 26, 2026
Mar 29, 20120 then
Employees (5.A)8 as of Mar 26, 2026
Mar 28, 201324 then
Private funds1 as of Mar 26, 2026
Mar 29, 20125 then
RAUM +40% over the last fiscal year+2.2% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
Archetypes, each a printed rule
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $48.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 20derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.2MderivedHNW RAUM over HNW clients
- Average account
- $409,532derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 16%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +40%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
- Wrap fee program
- $375MreportedItem 5.I
- Custody
- $3.6M, 11 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$143M74%
- Pension and profit-sharing plans$31.6M16%
- Individuals$13.0M6.8%
- Pooled investment vehicles$4.8M2.5%
- Individual clients
- 33reported
- HNW clients
- 45reported
- Pension plan clients
- 56reported
- Charitable clients
- n/areported
- Accounts
- 470reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- $188M sponsored, $188M managedreported
- Custody of client assets
- $3.6M for 11 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.81 fund_share=0.02 institutional_share=0.16 related_bd=true related_bank=false bd_reps=4.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| O•••• R••••• M•••••• | Southfield, Mi | Jan 13, 2026 | 32 y | 1 |
| R••••• C•••• B••••• | Southfield, Mi | Mar 6, 2026 | 11 y | 4 |
| N••••••• R•• R••••• | Southfield, Mi | Mar 10, 2026 | 12 y | 6 |
| K•••••• G••••• C••••• | Southfield, Mi | Jun 30, 2026 | 32 y | 2 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- B•••• J• L••••• to E••••• H••••••• L••Jan 31, 2025 · RIA to a state-registered adviser
- E•••• F••• to S••••••• A••••••• G•••• L••Jul 21, 2023 · RIA to a state-registered adviser
- M••••• J••• S•••••• to S•••••• W••••• P•••••••• L••Feb 17, 2023 · RIA to affiliated broker-dealer or bank
- J•••• G•••••• to S•• W••••• M•••••••••Sep 26, 2022 · RIA to RIA
- L••• H••••• to E••••• J••••Aug 29, 2022 · RIA to affiliated broker-dealer or bank
- E••• J•••• M•••• to S••Apr 28, 2021 · RIA to affiliated broker-dealer or bank
- V••••• C•••••• D•••••• to J•••••• I••••••••• C••••••• I•••Nov 23, 2020 · RIA to RIA
- Z••• D•••• to F••••••• P••••••• A•• W•••••••• A•••••••Aug 8, 2019 · RIA to affiliated broker-dealer or bank
- E••• D••• B•••• to P•• W••••• M•••••••••May 31, 2019 · RIA to affiliated broker-dealer or bank
- D••••• E••• M•••••• S••••• to S••••• A•••• M••••••••• L•••••Jan 18, 2019 · RIA to RIA
- B•••• D•••• F••••• to N••••••••• C•••••• L••Jan 17, 2018 · Other
- J•• S•••• K••••• to J• W• K•••• • C••••••Nov 7, 2017 · Other
- M•••••• T••••• B••••• to S••Oct 9, 2017 · Other
- R••••• A••••••• P•••• to F•••• A••••• S••••••••• I•••Mar 30, 2017 · Other
- N••••• J••••••••• S•••••• to G••••••• L••Mar 23, 2017 · Other
Joined, latest
- R••••• C•••• B••••• from A••••• A•• M••• W••••• M•••••••••Sep 30, 2025 · RIA to RIA
- N••••••• R•• R••••• from F••••••• P••••••• A•• W•••••••• A•••••••Oct 8, 2024 · Affiliated broker-dealer or bank to independent RIA
- J•••• G•••••• from L•••• F••••••••• L••Jan 10, 2022 · RIA to RIA
- L••• H••••• from L•• A••••••• I•••Nov 23, 2021 · Other
- V••••• C•••••• D•••••• from H•••• F•••••••• S•••••••• I•••Oct 23, 2018 · Other
- E••• D••• B•••• from T• A••••••••• I••••••••• M••••••••• L••Nov 14, 2017 · Other
- E•••• F••• from C••••••• S••••••••• I•••Aug 19, 2017 · Other
- A•••••• J••••• K•••••• from A••••• A•• P••••••• S•••••••Sep 20, 2016 · Other
- R••••• A••••••• P•••• from E••••• J••••May 2, 2016 · Other
- B•••• D•••• F••••• from O••••••••• A•••• M•••••••••Oct 22, 2015 · Other
- N••••• J••••••••• S•••••• from E•••••• F•••••••• S•••••••• L••Jun 11, 2015 · Other
- L•••• T••••• R••• from A••••••• P••••••••• A•••••••• I••Apr 21, 2015 · Other
- K•••••• G••••• C••••• from N•••••••• F•••••••• P•••••••• I•••Nov 7, 2013 · Other
- N••••••• G••••• D••••••••• from M••••• G••••• A••••••• I•••Jul 1, 2013 · Other
- H••••• L•••• M••••••• from L•• F•••••••• L••May 22, 2013 · Other
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M•••••• B••••••• P••• I••••••••• L••no longer reported | Other Private Fund | $7.7M | 20 | Mar 3, 2012 |
| C•• C••• L•no longer reported | Hedge Fund | $343,326 | 2 | Mar 3, 2012 |
| C•• P••••••••• F•••• L•no longer reported | Hedge Fund | $118,933 | 13 | Mar 3, 2012 |
| C•• C•••••• P•••••••• L• | Private Equity Fund | $0 | 71 | Mar 3, 2012 |
| G•• O••••••• L••• | Other Private Fund | $0 | 77 | Mar 3, 2012 |
Owners and control persons
Schedule A and B, latest filing
- C•••••• K••••••• G••••• · Chief Compliance Officercontrolsince 12/2013 · owns less than 5%
- M••••••• O••••• R••••• · Chief Executive Officer/Presidentcontrolsince 10/1997 · owns less than 5%
- M••••••• O••••• R••••• · Ownercontrolsince 10/2007 · owns 75% or more of C•• C•••••• A••••••• •••••••• C•• C•••••
Entity owners
- C•• C•••••• A••••••• •••••••• C•• C••••• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- C•• R••• M••••••••• I•••real estatey
- C•• S••••••••• I•••broker-dealery
- C•• V•••••• M••••••••• L••pooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Southfield, Mi · principal | 4 | 4 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Mar 26, 2026RAUM (Item 5.F) moved from $137,085,705 to $192,479,928 (+40.0%) between the annual amendments of 2025-04-01 and 2026-03-26; the peer median change was +15.0% (4550 comparable advisers, 93.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 93% percentile
What changed
consecutive filings, newest first
- Accounts · 370 to 470Jan 2, 2026 to Mar 26, 2026
- Advisory employees · 4 to 5Jan 2, 2026 to Mar 26, 2026
- BD registered reps · 5 to 4Jan 2, 2026 to Mar 26, 2026
- HNW clients · 37 to 45Jan 2, 2026 to Mar 26, 2026
- Individual clients · 41 to 33Jan 2, 2026 to Mar 26, 2026
- Pension plan clients · 24 to 56Jan 2, 2026 to Mar 26, 2026
- Pooled vehicle clients · 94 to 24Jan 2, 2026 to Mar 26, 2026
- Assets in custody · $3.1M to $3.6MJan 2, 2026 to Mar 26, 2026
- Employees · 5 to 8Jan 2, 2026 to Mar 26, 2026
- Private funds · 3 to 1Jan 2, 2026 to Mar 26, 2026
- Discretionary RAUM · $133M to $188MJan 2, 2026 to Mar 26, 2026
- HNW RAUM · $101M to $143MJan 2, 2026 to Mar 26, 2026
- Individual RAUM · $15.0M to $13.0MJan 2, 2026 to Mar 26, 2026
- Non-discretionary RAUM · $4.0M to $4.8MJan 2, 2026 to Mar 26, 2026
- Pension RAUM · $16.8M to $31.6MJan 2, 2026 to Mar 26, 2026
- Pooled vehicle RAUM · $4.0M to $4.8MJan 2, 2026 to Mar 26, 2026
- RAUM · $137M to $192MJan 2, 2026 to Mar 26, 2026
- Wrap assets (manager) · $133M to $188MJan 2, 2026 to Mar 26, 2026
- Wrap assets (sponsor) · $133M to $188MJan 2, 2026 to Mar 26, 2026
- Accounts · 425 to 370Dec 26, 2024 to Apr 1, 2025
- BD registered reps · 4 to 5Dec 26, 2024 to Apr 1, 2025
- HNW clients · 38 to 37Dec 26, 2024 to Apr 1, 2025
- Individual clients · 66 to 41Dec 26, 2024 to Apr 1, 2025
- Pension plan clients · 12 to 24Dec 26, 2024 to Apr 1, 2025
- Assets in custody · $0 to $3.1MDec 26, 2024 to Apr 1, 2025
- Financial planning clients · 101-250 to 51-100Dec 26, 2024 to Apr 1, 2025
- State-registered IARs · 4 to 5Dec 26, 2024 to Apr 1, 2025
- Private funds · 2 to 3Dec 26, 2024 to Apr 1, 2025
- Discretionary RAUM · $134M to $133MDec 26, 2024 to Apr 1, 2025
- HNW RAUM · $106M to $101MDec 26, 2024 to Apr 1, 2025
- Individual RAUM · $20.6M to $15.0MDec 26, 2024 to Apr 1, 2025
- Non-discretionary RAUM · $1.2M to $4.0MDec 26, 2024 to Apr 1, 2025
- Pension RAUM · $7.5M to $16.8MDec 26, 2024 to Apr 1, 2025
- Pooled vehicle RAUM · $1.2M to $4.0MDec 26, 2024 to Apr 1, 2025
- RAUM · $135M to $137MDec 26, 2024 to Apr 1, 2025
- Wrap assets (manager) · $134M to $133MDec 26, 2024 to Apr 1, 2025
- Wrap assets (sponsor) · $134M to $133MDec 26, 2024 to Apr 1, 2025
- Accounts · 590 to 425Apr 3, 2023 to Mar 29, 2024
- Advisory employees · 5 to 4Apr 3, 2023 to Mar 29, 2024
- HNW clients · 53 to 38Apr 3, 2023 to Mar 29, 2024
Signals
6 dated events
- B•••• J• L••••• left C•• A•••• M••••••••• I••• for E••••• H••••••• L•• (registered 2025-08-28)Jan 31, 2025 · a•••••• firm change · fact
- E•••• F••• left C•• A•••• M••••••••• I••• for S••••••• A••••••• G•••• L•• (registered 2023-11-10)Jul 21, 2023 · a•••••• firm change · fact
- M••••• J••• S•••••• left C•• A•••• M••••••••• I••• for S•••••• W••••• P•••••••• L•• (registered 2023-02-14)Feb 17, 2023 · a•••••• firm change · fact
- J•••• G•••••• left C•• A•••• M••••••••• I••• for S•• W••••• M••••••••• (registered 2022-10-10)Sep 26, 2022 · a•••••• firm change · fact
- L••• H••••• left C•• A•••• M••••••••• I••• for E••••• J•••• (registered 2022-09-08)Aug 29, 2022 · a•••••• firm change · fact
- Allen Richard Gonzales (Chief Operating Officer) no longer on Schedule A of C•• A•••• M••••••••• I••• (listed 2018-03-30, absent 2019-04-01)Apr 1, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- C•• A•••• M••••••••• I••• · Independent Sponsorsshared crd · capital_provider
- C•• A•••• M••••••••• I••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- b••••••• email
- clientservice@cigcapitaladvisors.comreportedpublished by the firm, firm site, Sep 16, 2026
- b••••••• phone
- 248-827-1010reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/CIG-CORP-reportedpublic record, Form ADV, Sep 18, 2026
- Website
- CIGCAPITALA••••••S.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 248-827-1010reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $48.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026