RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••• L•• F•••
- O••••••••• institutional currentsince Aug 4, 2025 · Kernersville, Nc
- O•••• W•••••• I••• BD affiliatedJun 14, 2024 to Aug 1, 2025 · Greensboro, Nc
- S••••••••• A•••••• A•••••••• I••• formerMay 16, 2016 to Jun 14, 2024 · Greenboro, Nc
- W••••••• F•••••••• S•••••••• I••• formerApr 30, 2003 to May 31, 2016 · Greensboro, Nc
- O•••• W•••••• I••• to O•••••••••left Aug 1, 2025, registered Aug 4, 2025 (3 days) · Other
- S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
- W••••••• F•••••••• S•••••••• I••• to S••••••••• A•••••• A•••••••• I•••left May 31, 2016, registered May 16, 2016 (-15 days) · Other · moved with a team
- C••••• L•• F••• left O•••• W•••••• I••• for Onedigital (registered 2025-08-04)Aug 1, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address