RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• T•••• S•••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Aug 22, 2025 · Saint Petersburg, Fl
- R•••••• J•••• • A••••••••• I••• national BD currentsince Aug 22, 2025 · St. Petersburg, Fl
- C••••• I••••••••• A••••••• L•• BD affiliatedJun 29, 2023 to Sep 4, 2025 · Northridge, Ca
- C••••• A•••••• N••••••• L•• formerApr 21, 2020 to Jun 29, 2023 · Northridge, Ca
- C••••• A•••••• N••••••• L•• formerMay 10, 2017 to Apr 20, 2020 · El Segundo, Ca
- F•••••••• W••• G•••• formerMar 5, 2008 to May 4, 2017 · W•••Lake Village, Ca
- I••••••••• C•••••• M••••••••• unclassifiedJun 24, 2002 to Jan 30, 1998 · Woodland Hills, Ca
- I••••••••• C•••••• M••••••••• unclassifiedApr 16, 2001 to Mar 18, 2008
- C••••• I••••••••• A••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Sep 4, 2025, registered Aug 22, 2025 (-13 days) · Affiliated broker-dealer or bank to another
- C••••• A•••••• N••••••• L•• to C••••• I••••••••• A••••••• L••left Jun 29, 2023, registered Jun 29, 2023 (0 days) · corporate re-registration, not a move
- F•••••••• W••• G•••• to C••••• A•••••• N••••••• L••left May 4, 2017, registered May 10, 2017 (6 days) · Other
- I••••••••• C•••••• M••••••••• to F•••••••• W••• G••••left Jan 30, 1998, registered Mar 5, 2008 (3687 days) · Other
- R••••• T•••• S••• left C••••• I••••••••• A••••••• L•• for R•••••• J•••• • A••••••••• I••• (registered 2025-08-22)Sep 4, 2025 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address