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RIA Intelligence
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Registered advisor
E••••• J••••• F•••••
Feed of 09/14/2026
At current firm
0 y
since Apr 16, 2026
In the industry
40 y
since Oct 3, 1985 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Apr 16, 2026 · Edina, Mn
- U•• F•••••••• S••••••• I••• wirehouseSep 19, 2012 to Apr 27, 2026 · Bloomington, Mn
- W•••• F•••• A••••••• wirehouseJan 3, 2011 to Nov 4, 2011 · Wayzata, Mn
- W•••• F•••• I••••••••• L•• unclassifiedJun 1, 2004 to Jan 3, 2011 · Bloomington, Mn
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to R•••••• J•••• • A••••••••• I•••left Apr 27, 2026, registered Apr 16, 2026 (-11 days) · Wirehouse to affiliated broker-dealer or bank
- W•••• F•••• A••••••• to U•• F•••••••• S••••••• I•••left Nov 4, 2011, registered Sep 19, 2012 (320 days) · Wirehouse to wirehouse
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
Signals
- E••••• J••••• F••••• left U•• F•••••••• S••••••• I••• for R•••••• J•••• • A••••••••• I••• (registered 2026-04-16)Apr 27, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address