RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••• E••••• A•••
- K••••• A•••••••• I••• BD affiliated currentsince Jan 5, 2015 · Mobile, Al
- K••••• A•••••••• I••• BD affiliatedSep 11, 2008 to Nov 25, 2013 · Ft. Lauderdale, Fl
- B•• A•••• M••••••••• I••• independent RIAJan 10, 1994 to Sep 8, 2008 · Mobile, Al
- B•• A•••• M••••••••• I••• to K••••• A•••••••• I•••left Sep 8, 2008, registered Sep 11, 2008 (3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address