RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• A••••• H••••••••
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Sep 14, 2026 · Broadway, Va
- L•• F•••••••• L•• BD affiliated currentsince Feb 12, 2021 · Broadway, Va
- L•• F•••••••• L•• BD affiliated currentsince Feb 12, 2021 · Somerset, Pa
- O•••• I••••••••• I••• BD affiliatedAug 6, 2020 to Dec 10, 2020 · Broadway, Va
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedNov 28, 2016 to Jun 24, 2020 · Staunton, Va
- O•••• I••••••••• I••• to L•• F•••••••• L••left Dec 10, 2020, registered Feb 12, 2021 (64 days) · Affiliated broker-dealer or bank to another
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to O•••• I••••••••• I•••left Jun 24, 2020, registered Aug 6, 2020 (43 days) · Affiliated broker-dealer or bank to another
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address