DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Earl (Nmn) Stewart

Stonex Advisors Inc.BD affiliatedBirmingham, Al dual registrantIAPD 1424905

Feed of 09/14/2026

Also filed as Skip Stewart

At current firm

10 y

since Jun 30, 2016

In the industry

40 y

since Dec 10, 1985 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Stonex Advisors Inc. BD affiliated current
since Jun 30, 2016 · Richmond, Va
Sterne Agee Asset Management, Inc. former
Dec 9, 2011 to Jun 30, 2016 · Birmingham, Al
Anderson & Strudwick, Incorporated former
Nov 3, 2008 to Dec 9, 2011 · Richmond, Va
Wells Fargo Advisors wirehouse
Nov 1, 2006 to Nov 4, 2008 · Richmond, Va

Moves

a registration end followed by a registration begin elsewhere

Sterne Agee Asset Management, Inc. to Stonex Advisors Inc.
left Jun 30, 2016, registered Jun 30, 2016 (0 days) · corporate re-registration, not a move
Anderson & Strudwick, Incorporated to Sterne Agee Asset Management, Inc.
left Dec 9, 2011, registered Dec 9, 2011 (0 days) · Other
Wells Fargo Advisors to Anderson & Strudwick, Incorporated
left Nov 4, 2008, registered Nov 3, 2008 (-1 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 40derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address