A••••• E••••• G•••

• L•• F•••••••• L•• BD affiliated current
  since Dec 4, 2023 · Denver, Co
• C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
  May 4, 2007 to Dec 8, 2023 · Aurora, Co
• C••••• A••••••• L•• former
  Jun 17, 2005 to May 8, 2007 · Aurora, Co
• A••• F•••••••• S••••••• unclassified
  Jan 1, 1999 to Jun 14, 2005 · Denver, Co

• C•••••••• I••••••••• R••••••• A•••••••• I••• to L•• F•••••••• L••
  left Dec 8, 2023, registered Dec 4, 2023 (-4 days) · Affiliated broker-dealer or bank to another
• C••••• A••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
  left May 8, 2007, registered May 4, 2007 (-4 days) · Other
• A••• F•••••••• S••••••• to C••••• A••••••• L••
  left Jun 14, 2005, registered Jun 17, 2005 (3 days) · Other

• ••• Locked
  Dec 8, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

40derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address