DFX Intelligence
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Feed of 09/14/2026
At current firm
3 y
since Feb 15, 2023
In the industry
40 y
since Nov 5, 1985 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••• institutional currentsince Feb 15, 2023 · Houston, Tx
- M••••• V•• C••••••••• I••• formerAug 8, 1995 to Jul 31, 2023 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- M••••• V•• C••••••••• I••• to C•••••••left Jul 31, 2023, registered Feb 15, 2023 (-166 days) · channel change inside one enterprise, not a move · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address