RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••••• P••••• N•••••
- R••••••••• C•••••• M••••••••• BD affiliated currentsince Apr 16, 2025 · Florham Park, Nj
- R••••••••• C•••••• M••••••••• BD affiliated currentsince Apr 16, 2025 · Vero Beach, Fl
- U•• F•••••••• S••••••• I••• wirehouseSep 24, 2004 to Apr 25, 2025 · Florham Park, Nj
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 8, 2002 to Oct 4, 2004 · Bedminster, Nj
- U•• F•••••••• S••••••• I••• to R••••••••• C•••••• M•••••••••left Apr 25, 2025, registered Apr 16, 2025 (-9 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- C•••••••• G••••• M•••••• I••• to U•• F•••••••• S••••••• I•••left Oct 4, 2004, registered Sep 24, 2004 (-10 days) · Other
- A••••••• P••••• N••••• left U•• F•••••••• S••••••• I••• for R••••••••• C•••••• M••••••••• (registered 2025-04-16)Apr 25, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address