RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• W••••• V•••••
- V••••• I••••••••• P••••••• independent RIA currentsince Jan 12, 2021 · Beaufort, Sc
- T••••••••• I••• formerMay 21, 2004 to Nov 11, 2015 · Concord, Ma
- V••••• I••••••••• P••••••• independent RIAJul 31, 2002 to Dec 31, 2002 · Beaufort, Sc
- V••••• I••••••••• P••••••• independent RIAApr 11, 2002 to Dec 31, 2020 · Beaufort, Sc
- T••••••••• I••• to V••••• I••••••••• P•••••••left Nov 11, 2015, registered Jan 12, 2021 (1889 days) · Other
- V••••• I••••••••• P••••••• to T••••••••• I•••left Dec 31, 2002, registered May 21, 2004 (507 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address