DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Verity Investment Partners

Independent wealth managerBeaufort, South CarolinaCRD 119630SEC 801-63829website IAPD

Legal name Verity And Verity, LLC

Latest filing Mar 18, 2026

First filing on the tape Jan 26, 2012 · 59 filings

SEC status approved since Jan 14, 2005

RAUM

$1.4B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

93%

$1.3B individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$117M

derived; firm RAUM over IAPD count

Employees

13 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

59 filings and snapshots on the tape

RAUM$1.4B as of Mar 18, 2026

Jan 26, 2012$121M then

HNW client RAUM$213M as of Mar 18, 2026

Feb 26, 2018$387M then

State-registered IARs (5.B.3)13 as of Mar 18, 2026

Mar 6, 20134 then

Employees (5.A)16 as of Mar 18, 2026

Mar 6, 20135 then

Private funds: no history

RAUM +16% over the last fiscal year+19% a year over threeIARs 12 to 13offices 3 to 4

Practice profile

derived from the filing of Mar 18, 2026; every figure names its basis

Archetypes, each a printed rule

Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM

RAUM per advisor: $117MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 38derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $807,135derivedHNW RAUM over HNW clients
Average account: $1.3MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 3.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.3derivedItem 5.A over advisors
Advisors per office: 2.4derived5 offices incl. principal (1.F.5)
RAUM growth, one year: +16%derivedbetween the last two annual amendments
Advisor growth, one year: +8.3%derivedItem 5.B.3 between annual amendments
Client growth, one year: +5.5%derived
Compensation: percentage of assets, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
Custody: $180M, 64 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
marketing includes testimonials (5.L.1.c)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Individuals$1.1B78%
High-net-worth individuals$213M15%
Corporations and businesses$55.5M4.0%
Charitable organizations$37.0M2.6%
Pension and profit-sharing plans$5.7M0.4%

Individual clients: 195reported
HNW clients: 264reported
Pension plan clients: n/areported
Charitable clients: 5reported
Accounts: 1,101reported
Financial planning clients: 251-500reported
Wrap fee programs: noreported
Custody of client assets: $180M for 64 clientsreported
Compensation: % of AUM, fixedreported
Class basis: private_client_share=0.93 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

12 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Jonathan George Verity	Beaufort, Sc	Jan 12, 2021	28 y	2
William Wymond Verity	Edwards, Co	Jan 12, 2021	24 y	3
Charles Collins Anderson	San Antonio, Tx	Jan 12, 2021	26 y	2
Edward Pinckney Taylor	Beaufort, Sc	Jan 13, 2021	14 y	3
Paula Murray Verity	Beaufort, Sc	Jan 13, 2021	23 y	1
Michael Paul KuehnChartered Financial Analyst	Beaufort, Sc	Jan 13, 2021	19 y	3
Andrew Kevin JonesCertified Financial Planner	Beaufort, Sc	Jan 13, 2021	17 y	2
Michael Wayne NixChartered Financial Analyst	Beaufort, Sc	Jan 13, 2021	31 y	3
Jessica Leigh RusnockCertified Financial Planner	Beaufort, Sc	Jun 1, 2021	10 y	1
Keith Richard Bosco	Bluffton, Sc	May 9, 2023	19 y	2
David Alexander Poole	Dover, Ma	Sep 26, 2024	24 y	3
Michael Andrew KlaiberChartered Financial Analyst	Beaufort, Sc	Dec 10, 2025	11 y	1

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

Joseph J Costigan to Apricus Wealth LLC
Feb 3, 2020 · RIA to RIA
William Wymond Verity to Thomaspartners, Inc.
Dec 31, 2002 · Other

Joined, latest

David Alexander Poole from Charles Schwab Investment Management, Inc
Sep 26, 2024 · Other
Keith Richard Bosco from RBC Rochdale, LLC
May 9, 2023 · Affiliated broker-dealer or bank to independent RIA
Jessica Leigh Rusnock from Cliftonlarsonallen Wealth Advisors, LLC
Jun 1, 2021 · Affiliated broker-dealer or bank to independent RIA
William Wymond Verity from Thomaspartners, Inc.
Jan 12, 2021 · Other
Edward Pinckney Taylor from Tidal Creek Capital Advisors
May 2, 2019 · RIA to RIA
Michael Paul Kuehn from Dividend Assets Capital, LLC
Apr 4, 2019 · RIA to RIA
Michael Wayne Nix from Dividend Assets Capital, LLC
Apr 11, 2018 · RIA to RIA
Joseph J Costigan from Davidson Capital Management
Oct 16, 2014 · Other
Andrew Kevin Jones from Abacus Planning Group, Inc.
May 13, 2013 · Other
Charles Collins Anderson from Affinity Capital Partners, LLC
Jan 12, 2009 · Other
Jonathan George Verity from Banc One Securities Corporation
Oct 20, 2005 · Other

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

Murray Paula Verity · Chief Financial Officercontrol
since 03/2023 · owns less than 5%
Wymond William Verity · Managing Member/President/Directorcontrol
since 02/2002 · owns less than 5%
Collins Charles Anderson · Shareholdercontrol
since 10/2013 · owns 75% or more of Afp Legacy Ltd.
Wayne Michael Nix · Shareholdercontrol
since 04/2019 · owns 75% or more of Invictus Investment Corporation
Wymond William Verity · Shareholdercontrol
since 03/2023 · owns 75% or more of Verity Family Ventures, Inc.
Michelle Tanya Olvera · Chief Compliance Officer
since 11/2023 · owns less than 5%

Entity owners

Verity Family Ventures, Inc. · Member
direct · owns 50% to 75%
Afp Legacy Ltd. · Member
direct · owns 10% to 25%
Afp Legacy Ltd. · Member
direct · owns 10% to 25%
Invictus Investment Corporation · Member
direct · owns 5% to 10%

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Beaufort, Sc · principal	11	1	0
Edwards, Co	3	0	0

Offices

Schedule D 1.F, the 25 largest

Edwards, CO3 employees
Bluffton, SC1 employees
San Antonio, TX1 employees

ADV anomalies

3 against comparable advisers; where to look, not conclusions

control person changedChange between filings · filing Mar 18, 2026
ANDERSON, CHARLES, COLLINS (SHAREHOLDER) left Schedule A between the filings of 2023-11-09 and 2026-03-18
peers: independent wealth managers, $1B to $5B (1,360)
control person changedChange between filings · filing Mar 18, 2026
NIX, MICHAEL, WAYNE (SHAREHOLDER) left Schedule A between the filings of 2023-11-09 and 2026-03-18
peers: independent wealth managers, $1B to $5B (1,360)
HNW share shiftChange between filings · filing Mar 18, 2026
HNW share of RAUM moved from 84.0% to 15.0% between the annual amendments of 2025-03-28 and 2026-03-18
peers: independent wealth managers, $1B to $5B (1,360)

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 993 to 1,101
Aug 26, 2025 to Mar 18, 2026
Advisory employees · 12 to 13
Aug 26, 2025 to Mar 18, 2026
Corporate clients · unset to 8.0
Aug 26, 2025 to Mar 18, 2026
HNW clients · 266 to 264
Aug 26, 2025 to Mar 18, 2026
Individual clients · 169 to 195
Aug 26, 2025 to Mar 18, 2026
Assets in custody · $171M to $180M
Aug 26, 2025 to Mar 18, 2026
Employees · 15 to 16
Aug 26, 2025 to Mar 18, 2026
Financial planning clients · 101-250 to 251-500
Aug 26, 2025 to Mar 18, 2026
State-registered IARs · 12 to 13
Aug 26, 2025 to Mar 18, 2026
Other offices · 5 to 4
Aug 26, 2025 to Mar 18, 2026
Discretionary RAUM · $1.2B to $1.4B
Aug 26, 2025 to Mar 18, 2026
HNW RAUM · $1.0B to $213M
Aug 26, 2025 to Mar 18, 2026
Individual RAUM · $178M to $1.1B
Aug 26, 2025 to Mar 18, 2026
Non-discretionary RAUM · $2.3M to $2.8M
Aug 26, 2025 to Mar 18, 2026
Pension RAUM · $5.0M to $5.7M
Aug 26, 2025 to Mar 18, 2026
RAUM · $1.2B to $1.4B
Aug 26, 2025 to Mar 18, 2026
Other offices · 3 to 5
Mar 28, 2025 to Aug 26, 2025
Accounts · 830 to 993
Nov 8, 2024 to Mar 28, 2025
Advisory employees · 11 to 12
Nov 8, 2024 to Mar 28, 2025
Advisory activities · 3 to 4
Nov 8, 2024 to Mar 28, 2025
HNW clients · 269 to 266
Nov 8, 2024 to Mar 28, 2025
Individual clients · 151 to 169
Nov 8, 2024 to Mar 28, 2025
Pension plan clients · 8.0 to unset
Nov 8, 2024 to Mar 28, 2025
Assets in custody · $160M to $171M
Nov 8, 2024 to Mar 28, 2025
Employees · 13 to 15
Nov 8, 2024 to Mar 28, 2025
Financial planning clients · 101-250 to 101-250
Nov 8, 2024 to Mar 28, 2025
State-registered IARs · 11 to 12
Nov 8, 2024 to Mar 28, 2025
Discretionary RAUM · $931M to $1.2B
Nov 8, 2024 to Mar 28, 2025
HNW RAUM · $789M to $1.0B
Nov 8, 2024 to Mar 28, 2025
Individual RAUM · $91.3M to $178M
Nov 8, 2024 to Mar 28, 2025
Non-discretionary RAUM · $7.9M to $2.3M
Nov 8, 2024 to Mar 28, 2025
Pension RAUM · $44.4M to $5.0M
Nov 8, 2024 to Mar 28, 2025
RAUM · $939M to $1.2B
Nov 8, 2024 to Mar 28, 2025
Accounts · 713 to 830
Nov 9, 2023 to Mar 27, 2024
Advisory employees · 10 to 11
Nov 9, 2023 to Mar 27, 2024
Charity clients · 4 to 5
Nov 9, 2023 to Mar 27, 2024
HNW clients · 251 to 269
Nov 9, 2023 to Mar 27, 2024
Individual clients · 110 to 151
Nov 9, 2023 to Mar 27, 2024
Pension plan clients · 10 to 8
Nov 9, 2023 to Mar 27, 2024
Assets in custody · $163M to $160M
Nov 9, 2023 to Mar 27, 2024

Signals

9 dated events

Verity Investment Partners reported RAUM $1.2B, up 28% from $938.8M (2024-11-08 to 2025-03-28)
Mar 28, 2025 · RAUM change · derived
Michelle Tanya Olvera (Chief Compliance Officer) appeared on Schedule A of Verity Investment Partners
Nov 9, 2023 · Control person joined · fact
William Michael Kronket (Chief Compliance Officer) no longer on Schedule A of Verity Investment Partners (listed 2023-08-03, absent 2023-09-18)
Sep 18, 2023 · Control person left · inference
William Michael Kronket (Chief Compliance Officer) appeared on Schedule A of Verity Investment Partners
Mar 7, 2023 · Control person joined · fact
Verity Investment Partners reported RAUM $742.7M, up 32% from $561.3M (2021-09-02 to 2022-03-22)
Mar 22, 2022 · RAUM change · derived
George Jonathan Verity (Member) no longer on Schedule A of Verity Investment Partners (listed 2021-02-08, absent 2021-03-16)
Mar 16, 2021 · Control person left · inference
Verity Investment Partners reported RAUM $563.7M, up 36% from $415.1M (2019-08-05 to 2020-03-19)
Mar 19, 2020 · RAUM change · derived
J Joseph Costigan (Director Of Research/Senior Pm) no longer on Schedule A of Verity Investment Partners (listed 2019-08-05, absent 2020-03-19)
Mar 19, 2020 · Control person left · inference
J Joseph Costigan (Director Of Research/Senior Pm) appeared on Schedule A of Verity Investment Partners
Feb 19, 2019 · Control person joined · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business phone: 833-690-4365reportedpublished by the firm, firm site, Sep 17, 2026
Business phone: 843-288-0242reportedpublished by the firm, firm site, Sep 17, 2026
Business phone: 843-379-6661reportedpublished by the firm, firm site, Sep 17, 2026
Firm profile: linkedin.com/company/verity-investment-partnersreportedpublic record, Form ADV, Sep 17, 2026
Website: verityim.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 843-379-6661reportedpublic record, Form ADV, Mar 18, 2026
Contact form: verityvip.com/contactreportedpublished by the firm, firm site, Sep 17, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $117Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026