RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• J••• W••••
- V•••••• A•••••••• I••• BD affiliated currentsince Aug 8, 2018 · Madison, Wi
- P•••••••• S••••••••• I••• BD affiliatedMar 23, 2017 to Jun 11, 2018 · Onalaska, Wi
- W••••••• C••••••• L•• formerOct 1, 2007 to Feb 21, 2017 · West Salem, Wi
- S••••••••• A•••••• A•••••••• I••• formerNov 13, 2000 to Oct 4, 2007 · Onalaska, Wi
- P•••••••• S••••••••• I••• to V•••••• A•••••••• I•••left Jun 11, 2018, registered Aug 8, 2018 (58 days) · Affiliated broker-dealer or bank to independent RIA
- W••••••• C••••••• L•• to P•••••••• S••••••••• I•••left Feb 21, 2017, registered Mar 23, 2017 (30 days) · Other
- S••••••••• A•••••• A•••••••• I••• to W••••••• C••••••• L••left Oct 4, 2007, registered Oct 1, 2007 (-3 days) · Other
- B•••• J••• W•••• added a IL registration at V•••••• A•••••••• I•••Sep 17, 2026 · New state registration · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address