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Registered advisor
M••••••• G• S••••••
Feed of 09/15/2026
Also filed as Margaret Grace Allen
At current firm
14 y
since Jan 31, 2012
In the industry
33 y
since Dec 15, 1992 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Jan 31, 2012 · Jacksonville, Fl
- H•••••• S••••••••• I••• BD affiliatedSep 15, 2011 to Jan 10, 2012 · Dallas, Tx
- M••••• S•••••• wirehouseJun 1, 2009 to Dec 10, 2009 · Houston, Tx
- C•••••••• G••••• M•••••• I••• BD affiliatedOct 15, 1999 to Jun 1, 2009 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- H•••••• S••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 10, 2012, registered Jan 31, 2012 (21 days) · Other
- M••••• S•••••• to H•••••• S••••••••• I•••left Dec 10, 2009, registered Sep 15, 2011 (644 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address