E••••• F•••••• B••••

• E•••••••• A•••••••• L•• national BD current
  since Nov 29, 2021 · Cleveland, Oh
• P••• A••••• S••••••••• L•• BD affiliated
  Oct 21, 2021 to Oct 26, 2021 · Beachwood, Oh
• M•• I•••••••• S•••••••• L•• BD affiliated
  Apr 17, 2017 to Apr 20, 2021 · Broadview Heights, Oh
• M•• F•••••••• S•••••••• I••• former
  Jul 9, 2003 to Mar 26, 2017 · Broadview Heights, Oh
• F•• S••••••••• C••••••••• former
  Jan 2, 2002 to Jun 18, 2003 · North Olmsted , Oh

• P••• A••••• S••••••••• L•• to E•••••••• A•••••••• L••
  left Oct 26, 2021, registered Nov 29, 2021 (34 days) · Affiliated broker-dealer or bank to another
• M•• I•••••••• S•••••••• L•• to P••• A••••• S••••••••• L••
  left Apr 20, 2021, registered Oct 21, 2021 (184 days) · Affiliated broker-dealer or bank to another
• M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••
  left Mar 26, 2017, registered Apr 17, 2017 (22 days) · corporate re-registration, not a move
• F•• S••••••••• C••••••••• to M•• F•••••••• S•••••••• I•••
  left Jun 18, 2003, registered Jul 9, 2003 (21 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

39derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address