RIA Intelligence

Title

Managing Partnerreportedoakasset.comfirm site, Sep 15, 2026

Business email

dwatson@oakasset.comreportedoakasset.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

• O•• A•••• M••••••••• L•• independent RIA current
  since May 8, 2017 · Flagstaff, Az
• W•••• F•••• A••••••• wirehouse
  Nov 28, 2007 to May 9, 2017 · Westlake Village, Ca
• U•• F•••••••• S••••••• I••• wirehouse
  Jul 8, 1997 to Dec 10, 2007 · Santa Barbara, Ca

• W•••• F•••• A••••••• to O•• A•••• M••••••••• L••
  left May 9, 2017, registered May 8, 2017 (-1 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team
• U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••
  left Dec 10, 2007, registered Nov 28, 2007 (-12 days) · Wirehouse to wirehouse

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Independent wealth managerderived

Years in industry

40derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address