DFX Intelligence
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Registered advisor
G•••••• L••• V••••••
Chartered Financial Consultant
Feed of 09/15/2026
At current firm
14 y
since Sep 5, 2012
In the industry
40 y
since Jun 19, 1986 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Sep 5, 2012 · Coral Gables, Fl
- H••• S••••••••• •••• I••• BD affiliatedJul 6, 2009 to Sep 7, 2012 · Aventura, Fl
- E•••••••• A•••••••• L•• national BDJun 19, 1986 to Apr 9, 2003 · Miami, Fl
Moves
a registration end followed by a registration begin elsewhere
- H••• S••••••••• •••• I••• to W•••• F•••• A•••••••left Sep 7, 2012, registered Sep 5, 2012 (-2 days) · Other
- E•••••••• A•••••••• L•• to H••• S••••••••• •••• I•••left Apr 9, 2003, registered Jul 6, 2009 (2280 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address