DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Conover Capital Management

Former SEC-registered adviserBellevue, WashingtonCRD 118393SEC 801-103469IAPD
Legal name Conover Capital Management, LLC
Latest filing Jan 24, 2022
First filing on the tape May 29, 2014 · 16 filings
RAUM
$242M
reported, Item 5.F
Discretionary
5.3%
of RAUM
Private clients
41%
$100M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
5 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$242M as of Mar 11, 2021
Mar 31, 2015$242M then
HNW client RAUM$73.8M as of Mar 11, 2021
Jan 3, 2018$18.9M then
State-registered IARs (5.B.3)7 as of Mar 11, 2021
Mar 31, 201511 then
Employees (5.A)7 as of Mar 11, 2021
Mar 31, 201512 then
Private funds: no history
RAUM +7.5% over the last fiscal year-11% a year over threeIARs 6 to 7
Practice profile
derived from the filing of Jan 24, 2022; every figure names its basis
RAUM per advisor
$34.6MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
44derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.8MderivedHNW RAUM over HNW clients
Average account
$724,875derivedRAUM over accounts (5.F.2.f)
Discretionary
5.3%derivedof RAUM
Institutional
59%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
2.3derived3 offices incl. principal (1.F.5)
RAUM growth, one year
+7.5%derivedbetween the last two annual amendments
Advisor growth, one year
+17%derivedItem 5.B.3 between annual amendments
Client growth, one year
+8.0%derived
Compensation
percentage of assets, hourly, fixed fees, otherreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, publications, educational seminars, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pension and profit-sharing plans$142M59%
  • High-net-worth individuals$73.8M30%
  • Individuals$26.5M11%
Individual clients
271reported
HNW clients
40reported
Pension plan clients
16reported
Charitable clients
n/areported
Accounts
334reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Ellen Constance Morrow · Managing Membercontrol
      since 01/2005 · owns 5% to 10%
    • Lynn Jenifer Busey · Ownercontrol
      since 09/2010 · owns F of J&B Enterprises Nw, LLC
    • Dennis Bradley Green · Ownercontrol
      since 04/2014 · owns 50% to 75% of Conover Insurance Services LLC
    • Ellen Constance Morrow · Managing Membercontrol
      since 01/2005 · owns 25% to 50% of Abacus Group, LLC
    • Henry Jon Tribbel · Senior Vice President, Chief Compliance Officer
      since 01/2010 · owns less than 5%
    Entity owners
    • Conover Insurance Services LLC · Owner
      direct · owns 75% or more
    • Bd Amusement, LLC · Owner
      indirect · owns F of Conover Insurance Services LLC
    • Bda2, LLC · Owner
      indirect · owns F of Conover Insurance Services LLC
    • Bdax, LLC · Owner
      indirect · owns 25% to 50% of Conover Insurance Services LLC
    • Bdaxi · Owner
      indirect · owns F of Conover Insurance Services LLC
    • J&B Enterprises Nw, LLC · Owner
      indirect · owns F of Conover Insurance Services LLC
    • The Whole Consuela, LLC · Owner
      indirect · owns F of Conover Insurance Services LLC
    • Dk Green Family Limited Partnership · Owner
      indirect · owns F of Conover Insurance Services LLC
    Related persons
    Schedule D 7.A
    Offices
    Schedule D 1.F, the 25 largest
    • Vancouver,, WA1 employees
    • Prescott, AZ1 employees
    What changed
    consecutive filings, newest first
    • Accounts · 310 to 334
      Jul 1, 2020 to Mar 11, 2021
    • Advisory employees · 6 to 5
      Jul 1, 2020 to Mar 11, 2021
    • BD registered reps · 8 to 6
      Jul 1, 2020 to Mar 11, 2021
    • HNW clients · 20 to 40
      Jul 1, 2020 to Mar 11, 2021
    • Individual clients · 268 to 271
      Jul 1, 2020 to Mar 11, 2021
    • Pension plan clients · 22 to 16
      Jul 1, 2020 to Mar 11, 2021
    • Employees · 8 to 7
      Jul 1, 2020 to Mar 11, 2021
    • Insurance-licensed employees · 3 to 6
      Jul 1, 2020 to Mar 11, 2021
    • State-registered IARs · 6 to 7
      Jul 1, 2020 to Mar 11, 2021
    • Discretionary RAUM · $18.7M to $12.9M
      Jul 1, 2020 to Mar 11, 2021
    • HNW RAUM · $46.3M to $73.8M
      Jul 1, 2020 to Mar 11, 2021
    • Individual RAUM · $59.0M to $26.5M
      Jul 1, 2020 to Mar 11, 2021
    • Non-discretionary RAUM · $207M to $229M
      Jul 1, 2020 to Mar 11, 2021
    • Pension RAUM · $120M to $142M
      Jul 1, 2020 to Mar 11, 2021
    • RAUM · $225M to $242M
      Jul 1, 2020 to Mar 11, 2021
    • Accounts · 312 to 310
      Feb 1, 2019 to Jul 1, 2020
    • Advisory activities · 8 to 7
      Feb 1, 2019 to Jul 1, 2020
    • BD registered reps · 7 to 8
      Feb 1, 2019 to Jul 1, 2020
    • Individual clients · 270 to 268
      Feb 1, 2019 to Jul 1, 2020
    • Insurance-licensed employees · 2 to 3
      Feb 1, 2019 to Jul 1, 2020
    • State-registered IARs · 5 to 6
      Feb 1, 2019 to Jul 1, 2020
    • HNW RAUM · $46.3M to $46.3M
      Feb 1, 2019 to Jul 1, 2020
    • Individual RAUM · $58.8M to $59.0M
      Feb 1, 2019 to Jul 1, 2020
    • Non-discretionary RAUM · $205M to $207M
      Feb 1, 2019 to Jul 1, 2020
    • Pension RAUM · $119M to $120M
      Feb 1, 2019 to Jul 1, 2020
    • RAUM · $224M to $225M
      Feb 1, 2019 to Jul 1, 2020
    • Accounts · 291 to 312
      Jan 9, 2018 to Feb 1, 2019
    • Advisory employees · 5 to 6
      Jan 9, 2018 to Feb 1, 2019
    • BD registered reps · 5 to 7
      Jan 9, 2018 to Feb 1, 2019
    • HNW clients · unset to 20.0
      Jan 9, 2018 to Feb 1, 2019
    • Individual clients · 268 to 270
      Jan 9, 2018 to Feb 1, 2019
    • Employees · 5 to 8
      Jan 9, 2018 to Feb 1, 2019
    • Discretionary RAUM · $24.6M to $18.7M
      Jan 9, 2018 to Feb 1, 2019
    • HNW RAUM · $18.9M to $46.3M
      Jan 9, 2018 to Feb 1, 2019
    • Individual RAUM · $87.1M to $58.8M
      Jan 9, 2018 to Feb 1, 2019
    • Non-discretionary RAUM · $317M to $205M
      Jan 9, 2018 to Feb 1, 2019
    • Pension RAUM · $236M to $119M
      Jan 9, 2018 to Feb 1, 2019
    • RAUM · $342M to $224M
      Jan 9, 2018 to Feb 1, 2019
    • Accounts · 290 to 291
      Jan 8, 2018 to Jan 9, 2018
    • Discretionary RAUM · $25.0M to $24.6M
      Jan 8, 2018 to Jan 9, 2018
    Signals
    6 dated events
    • Jon Tribbel left Conover Capital Management for Global Retirement Partners Llc (registered 2021-07-14)
      Dec 31, 2022 · Advisor changed firm · fact
    • Hedyeh Arjomand left Conover Capital Management for Conover Securities Corporation (registered 2018-06-13)
      Dec 31, 2022 · Advisor changed firm · fact
    • Daintry Noelle Price left Conover Capital Management for Global Retirement Partners Llc (registered 2021-07-16)
      Oct 5, 2022 · Advisor changed firm · fact
    • Todd Alan Juenger left Conover Capital Management for Global Retirement Partners Llc (registered 2021-07-09)
      May 20, 2022 · Advisor changed firm · fact
    • Conover Capital Management reported RAUM $223.9M, down 34% from $341.7M (2018-01-09 to 2019-02-01)
      Feb 1, 2019 · RAUM change · derived
    • Conover Capital Management filed its initial SEC registration (Form ADV)
      May 29, 2014 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026