W•••••• B••••• W•••••

• S•••••• W••••• P•••••••• L•• BD affiliated current
  since Mar 18, 2025 · Lancaster, Oh
• S•••••• W••••• P•••••••• L•• BD affiliated
  Jun 1, 2012 to Sep 9, 2022 · Columbus, Oh
• M••••• S•••••• wirehouse
  Jun 1, 2009 to Jun 21, 2012 · Columbus, Oh
• C•••••••• G••••• M•••••• I••• BD affiliated
  Feb 21, 2006 to Jun 1, 2009 · Columbus, Oh
• L••• M•••• W••• W•••••• I••••••••• unclassified
  Oct 28, 2004 to Feb 21, 2006 · Columbus, Oh
• O•••• F•• I••• former
  Mar 21, 2003 to Mar 8, 2004 · Columbus, Oh

• M••••• S•••••• to S•••••• W••••• P•••••••• L••
  left Jun 21, 2012, registered Jun 1, 2012 (-20 days) · Other
• C•••••••• G••••• M•••••• I••• to M••••• S••••••
  left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
• L••• M•••• W••• W•••••• I••••••••• to C•••••••• G••••• M•••••• I•••
  left Feb 21, 2006, registered Feb 21, 2006 (0 days) · corporate re-registration, not a move
• O•••• F•• I••• to L••• M•••• W••• W•••••• I•••••••••
  left Mar 8, 2004, registered Oct 28, 2004 (234 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

40derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address