DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Eric Andrew Diton
Feed of 09/14/2026
At current firm
6 y
since Jan 2, 2020
In the industry
40 y
since Dec 12, 1985 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- The Wealth Alliance, LLC independent RIA currentsince Jan 2, 2020 · Boca Raton, Fl
- Morgan Stanley wirehouseJun 1, 2009 to Aug 26, 2019 · Melville, Ny
- Morgan Stanley & Co. LLC unclassifiedFeb 13, 2009 to Jun 1, 2009 · Melville, Ny
- UBS Financial Services Inc. wirehouseSep 12, 2006 to Mar 3, 2009 · Melville, Ny
Moves
a registration end followed by a registration begin elsewhere
- Morgan Stanley to The Wealth Alliance, LLCleft Aug 26, 2019, registered Jan 2, 2020 (129 days) · Wirehouse to independent RIA
- Morgan Stanley & Co. LLC to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- UBS Financial Services Inc. to Morgan Stanley & Co. LLCleft Mar 3, 2009, registered Feb 13, 2009 (-18 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address